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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$17.6M -$81.1K -3,674 -0.5%
Morgan Stanley
2
Morgan Stanley
New York
$16.6M +$2.19M +99,114 +15%
Invesco
3
Invesco
Georgia
$8.98M +$1.65M +74,854 +22%
Bank of America
4
Bank of America
North Carolina
$8.39M -$316K -14,314 -4%
CCM
5
Covington Capital Management
California
$7.72M +$16.6K +750 +0.2%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$6.33M +$157K +7,127 +3%
Ameriprise
7
Ameriprise
Minnesota
$5.93M +$182K +8,225 +3%
LPL Financial
8
LPL Financial
California
$5.61M -$1.03M -46,633 -15%
CAN
9
Cetera Advisor Networks
California
$4.76M +$250K +11,314 +5%
Wells Fargo
10
Wells Fargo
California
$3.43M -$277K -12,563 -7%
CAG
11
Csenge Advisory Group
Florida
$3.15M -$40.2K -1,822 -1%
Osaic Holdings
12
Osaic Holdings
Arizona
$3M -$15.1K -682 -0.5%
GG
13
Golden Green
South Carolina
$2.59M -$830K -37,590 -24%
PCM
14
Penserra Capital Management
California
$2.44M +$34.3K +1,556 +1%
Truist Financial
15
Truist Financial
North Carolina
$2.43M +$284K +12,866 +13%
SFS
16
Sowell Financial Services
Arkansas
$1.95M -$617K -27,932 -24%
Cohen & Steers
17
Cohen & Steers
New York
$1.84M
UBS Group
18
UBS Group
Switzerland
$1.7M -$159K -7,197 -8%
TFF
19
The Family Firm
Maryland
$1.54M +$88.2K +3,994 +6%
Mercer Global Advisors
20
Mercer Global Advisors
Colorado
$1.34M -$364K -16,508 -21%
FDCDDQ
21
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.32M +$398K +18,042 +42%
RJA
22
Raymond James & Associates
Florida
$1.25M +$452K +20,488 +55%
IAIM
23
International Assets Investment Management
Florida
$1.24M +$1.04M +47,293 +472%
SIS
24
Sound Income Strategies
Florida
$1.06M +$2.96K +134 +0.3%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$968K +$31.1K +1,410 +3%