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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.1M -$365K -17,931 -4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.04M +$2.83M +139,226 +48%
CCM
3
Covington Capital Management
California
$8.67M -$21.7K -1,065 -0.3%
CAG
4
Csenge Advisory Group
Florida
$8.26M +$4.59M +225,471 +133%
AF
5
Affiance Financial
Minnesota
$8.22M +$255K +12,513 +3%
Invesco
6
Invesco
Georgia
$7.35M -$1.36M -66,694 -16%
Morgan Stanley
7
Morgan Stanley
New York
$6.63M +$201K +9,862 +3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$6.42M +$980K +48,149 +19%
Cohen & Steers
9
Cohen & Steers
New York
$6.01M -$1.83M -89,719 -24%
Wells Fargo
10
Wells Fargo
California
$5.63M +$333K +16,382 +6%
Ameriprise
11
Ameriprise
Minnesota
$4.24M -$926K -45,518 -18%
NL
12
NWAM LLC
Washington
$3.25M -$33.1K -1,627 -1%
LPL Financial
13
LPL Financial
California
$2.66M +$696K +34,216 +37%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$2.63M +$627K +30,796 +32%
UBS Group
15
UBS Group
Switzerland
$1.98M +$135K +6,646 +8%
UCFA
16
United Capital Financial Advisors
Texas
$1.71M +$83K +4,079 +5%
TFF
17
The Family Firm
Maryland
$1.65M -$68.2K -3,351 -4%
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
$1.53M
AG
19
Advisor Group
Arizona
$1.52M -$441K -21,690 -23%
JG
20
Jefferies Group
New York
$1.47M +$191K +9,367 +15%
CAN
21
Cetera Advisor Networks
California
$1.46M +$28.6K +1,406 +2%
AWM
22
AE Wealth Management
Kansas
$1.29M +$158K +7,764 +14%
HighTower Advisors
23
HighTower Advisors
Illinois
$1.26M -$10.1K -498 -0.8%
BCA
24
Bay Colony Advisors
Massachusetts
$1.13M +$297K +14,605 +37%
BAM
25
Bruderman Asset Management
New York
$1.12M -$8.34K -410 -0.8%