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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SSB
51
Sandy Spring Bank
Maryland
$55K +$47.5K +2,321 +619%
CWM
52
Concert Wealth Management
California
$43K +$26.6K +1,300 +12%
LWM
53
Lenox Wealth Management
Ohio
$40K
NSIM
54
North Star Investment Management
Illinois
$38K
CAPTRUST Financial Advisors
55
CAPTRUST Financial Advisors
North Carolina
$36K
DADC
56
D.A. Davidson & Co
Montana
$26K
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$24K -$9.21K -450 -27%
FAM
58
Formidable Asset Management
Ohio
$22K
SIG
59
Stanford Investment Group
California
$21K
HF
60
Hoxton Financial
West Virginia
$20K
NFG
61
Next Financial Group
Texas
$18K
CFA
62
Carroll Financial Associates
North Carolina
$16K
SIA
63
Stancorp Investment Advisers
Oregon
$16K
S
64
SignatureFD
Georgia
$14K +$13.9K +680 New
TFA
65
Transamerica Financial Advisors
Florida
$11K
OSNBOA
66
Old Second National Bank of Aurora
Illinois
$10K +$3.07K +150 +43%
JIC
67
Joel Isaacson & Co
New York
$9K +$9.21K +450 New
AWM
68
Avior Wealth Management
Nebraska
$8K
HR
69
Howe & Rusling
New York
$6K
WTB
70
Washington Trust Bank
Washington
$5K
Deutsche Bank
71
Deutsche Bank
Germany
$4K +$2.4K +117 +100%
AllianceBernstein
72
AllianceBernstein
Tennessee
$2K +$2.11K +103 New
IMS
73
Index Management Solutions
Pennsylvania
-$2.64M -138,794 Closed
TRCT
74
Tower Research Capital (TRC)
New York
-$382K -20,046 Closed
Jane Street
75
Jane Street
New York
-$339K -17,820 Closed