FFA

First Trust Enhanced Equity Income Fund
FFA

Overview Fund Activity

33 hedge funds and large institutions have $66.3M invested in First Trust Enhanced Equity Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$13.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.6M
3
SFS
3
Shaker Financial Services
Virginia
$485K
4
RJA
4
Raymond James & Associates
Florida
$2.63M
5
Bank of America
5
Bank of America
North Carolina
$455K

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$0
2
KIM
2
Karpus Investment Management
New York
$1.85M
3
FAAS
3
First Allied Advisory Services
California
$0
4
AQR Capital Management
4
AQR Capital Management
Connecticut
$0
5
AAM
5
Advisors Asset Management
Colorado
$16.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$23K -$1.9K -135 -8%
TRCT
27
Tower Research Capital (TRC)
New York
$20K +$5.71K +400 +40%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$16K +$16K +1,106 New
BAM
29
Barrett Asset Management
New York
$14K -$11.2K -800 -44%
EFSCE
30
Enterprise Financial Services Corp (EFSC)
Missouri
$10K – – –
WA
31
WFG Advisors
Texas
$4K – – –
GSC
32
Ground Swell Capital
South Carolina
$2K +$2K +110 New
MPWT
33
MassMutual Private Wealth & Trust
Connecticut
$614 +$614 +43 New
FAAS
34
First Allied Advisory Services
California
– -$863K -59,854 Closed
AQR Capital Management
35
AQR Capital Management
Connecticut
– -$699K -48,336 Closed
BTS
36
BB&T Securities
Virginia
– -$1.47M -10,168 Closed
BRWA
37
B. Riley Wealth Advisors
Florida
– -$7.36K -509 Closed
1
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