Ground Swell Capital’s First Trust Enhanced Equity Income Fund FFA Stock Holding History

Ground Swell Capital’s Portfolio FFA Stock Details FFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2K	Buy	+110	New	+$1.6K	﹤0.01%	1882

Other funds holding FFA

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.65B AUM 20.56% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Ground Swell Capital's FFA Position: Q3 2014 in Review

Ground Swell Capital opened a new position in First Trust Enhanced Equity Income Fund (FFA) in Q3 2014: 110 shares worth $2K. The stake represents ﹤0.01% of the portfolio and ranks #1882 among its holdings.

33 funds tracked by Wall St. Rank hold FFA as of Q3 2014.

Ground Swell Capital held 110 shares of First Trust Enhanced Equity Income Fund worth $2K as of Q3 2014.
First Trust Enhanced Equity Income Fund was a new Ground Swell Capital position in Q3 2014.
First Trust Enhanced Equity Income Fund made up ﹤0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1882 holding.
33 funds tracked by Wall St. Rank held First Trust Enhanced Equity Income Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.