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First Trust Large Cap Core AlphaDEX Fund

123 hedge funds and large institutions have $848M invested in First Trust Large Cap Core AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 46 increasing their positions, 59 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.18% less ownership

Funds ownership: 56.33%56.16% (-0.18%)

3% less capital invested

Capital invested by funds: $870M → $848M (-$21.8M)

5% less funds holding

Funds holding: 129123 (-6)

22% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 59

25% less funds holding in top 10

Funds holding in top 10: 86 (-2)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
123
Holders Change
-6
Holders Change %
-4.65%
% of All Funds
3.07%
Holding in Top 10
6
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-25%
% of All Funds
0.15%
New
7
Increased
46
Reduced
59
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
76
United Capital Financial Advisors
Texas
$581K -$242K -4,502 -30%
HighTower Advisors
77
HighTower Advisors
Illinois
$543K +$25.7K +477 +5%
AFP
78
Ausdal Financial Partners
Iowa
$533K -$111K -2,064 -18%
SPC
79
Sigma Planning Corp
Michigan
$532K -$70.3K -1,308 -12%
PWAG
80
Polaris Wealth Advisory Group
California
$528K -$26.7K -496 -5%
RIA
81
Regal Investment Advisors
Michigan
$517K +$54 +1 +0%
AI
82
Atria Investments
North Carolina
$514K -$812K -15,101 -62%
SG
83
StoneX Group
New York
$504K -$92.7K -1,723 -16%
SG Americas Securities
84
SG Americas Securities
New York
$495K -$240K -4,455 -33%
KWM
85
Kingsview Wealth Management
Oregon
$465K +$99.2K +1,845 +28%
SPIA
86
Steward Partners Investment Advisory
New York
$449K +$349K +6,491 +383%
RPG
87
Risk Paradigm Group
Texas
$440K -$263K -4,898 -38%
NPC
88
National Planning Corporation
California
$433K +$37.8K +702 +10%
Creative Planning
89
Creative Planning
Kansas
$414K -$55.5K -1,031 -12%
PGFC
90
Peapack-Gladstone Financial Corp
New Jersey
$401K
VAM
91
Visionary Asset Management
Texas
$390K -$31.3K -582 -8%
CS
92
Comerica Securities
Michigan
$373K +$42.3K +787 +13%
GWM
93
Geneos Wealth Management
Colorado
$333K -$18K -335 -5%
Citadel Advisors
94
Citadel Advisors
Florida
$306K -$495K -9,206 -62%
RA
95
RFG Advisory
Alabama
$296K +$44.2K +822 +18%
BFEC
96
Benjamin F. Edwards & Company
Missouri
$294K +$60.7K +1,128 +27%
WS
97
Wedbush Securities
California
$278K +$9.04K +168 +3%
MHS
98
M Holdings Securities
Oregon
$269K +$16.7K +310 +7%
KA
99
Kovack Advisors
Florida
$258K -$291K -5,411 -54%
KP
100
Keel Point
Alabama
$242K -$122K -2,270 -34%

FEX Hedge Fund Activity: Q3 2017 in Review

123 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2017, worth a combined $848M — down 2.5% from $870M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FEX and 7 opened new positions — a net loss of 3 holders — while 59 trimmed existing stakes and 46 added.

The largest buyer was Bank of America, adding an estimated $16.4M. The largest seller was Wells Fargo, cutting an estimated $13.5M.

  • 123 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2017, down from 129 in Q2 2017.
  • Funds reported $848M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2017, down 2.5% quarter-over-quarter.
  • 7 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2017 and 10 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2017 was Bank of America, an estimated $16.4M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2017 was Wells Fargo, an estimated $13.5M sold.

Based on aggregated 13F filings for Q3 2017.