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First Trust Large Cap Core AlphaDEX Fund

102 hedge funds and large institutions have $980M invested in First Trust Large Cap Core AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 7

7% more funds holding

Funds holding: 95102 (+7)

2.28% more ownership

Funds ownership: 56.18%58.46% (+2.3%)

9% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 34

7% less capital invested

Capital invested by funds: $1.06B → $980M (-$79.4M)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $5K

Holders
102
Holders Change
+7
Holders Change %
+7.37%
% of All Funds
2.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.14%
New
17
Increased
37
Reduced
34
Closed
7
Calls
Puts
$5K
Net Calls
-$5K
Net Calls Change
-$5K
Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
76
Benjamin F. Edwards & Company
Missouri
$372K +$170K +3,813 +75%
TH
77
Timber Hill
Connecticut
$342K +$364K +8,177 New
PGFC
78
Peapack-Gladstone Financial Corp
New Jersey
$335K
MC
79
Moors & Cabot
Massachusetts
$334K +$133K +2,979 +59%
Creative Planning
80
Creative Planning
Kansas
$320K +$340K +7,640 New
PAS
81
Partnervest Advisory Services
California
$284K +$23.3K +524 +8%
UFA
82
US Financial Advisors
Massachusetts
$229K
CPIG
83
Chicago Partners Investment Group
Illinois
$224K +$24.1K +541 +11%
WS
84
Wedbush Securities
California
$213K -$2.31K -52 -1%
NPC
85
National Planning Corporation
California
$200K -$22.1K -496 -10%
NFG
86
Next Financial Group
Texas
$150K +$15.5K +348 +11%
HA
87
Harfst & Associates
Wyoming
$125K
AIM
88
Advantage Investment Management
Iowa
$113K -$36.9K -828 -23%
FAM
89
Formidable Asset Management
Ohio
$72K
WRM
90
Westport Resources Management
Connecticut
$56K
SEI Investments
91
SEI Investments
Pennsylvania
$53K +$56.7K +1,274 New
SGC
92
South Georgia Capital
Illinois
$27K
Simplex Trading
93
Simplex Trading
Illinois
$20K +$21.7K +488 New
JFGIW
94
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$13K
AFS
95
Aft Forsyth & Sober
Florida
$12K
Bank of Montreal
96
Bank of Montreal
Ontario, Canada
$12K +$12.5K +281 New
MAS
97
Madden Advisory Services
Florida
$11K
IWMPD
98
Integrated Wealth Management (Palm Desert)
California
$6K
Fifth Third Bancorp
99
Fifth Third Bancorp
Ohio
$2K -$57.3K -1,286 -96%
CFA
100
Carroll Financial Associates
North Carolina
$2K

FEX Hedge Fund Activity: Q3 2015 in Review

102 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2015, worth a combined $980M — down 7.5% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FEX positions and 7 closed out — a net gain of 10 holders — while 37 added to existing stakes and 34 trimmed.

The largest buyer was Aviance Capital Management, opening a new position worth an estimated $40.8M. The largest seller was Arrow Investment Advisors, exiting entirely with an estimated $23.2M sold.

  • 102 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2015, up from 95 in Q2 2015.
  • Funds reported $980M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2015, down 7.5% quarter-over-quarter.
  • 17 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2015 and 7 closed out, a net change of +10 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2015 was Aviance Capital Management, an estimated $40.8M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2015 was Arrow Investment Advisors, an estimated $23.2M sold.

Based on aggregated 13F filings for Q3 2015.