We are live on ! Find out more
FEX icon

First Trust Large Cap Core AlphaDEX Fund

157 hedge funds and large institutions have $763M invested in First Trust Large Cap Core AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 41 increasing their positions, 66 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 8

13% more funds holding

Funds holding: 139157 (+18)

7% more capital invested

Capital invested by funds: $712M → $763M (+$50.8M)

1.05% more ownership

Funds ownership: 53.63%54.69% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

38% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 66

Holders
157
Holders Change
+18
Holders Change %
+12.95%
% of All Funds
3.09%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
29
Increased
41
Reduced
66
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$4.48M -$746K -11,911 -15%
US Bancorp
27
US Bancorp
Minnesota
$4.22M +$25.4K +406 +0.6%
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$4.08M -$68.9K -1,100 -5%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$3.98M +$36.7K +586 +1%
CP
30
Camelot Portfolios
Ohio
$3.62M -$277K -4,426 -7%
MCM
31
Mattern Capital Management
Colorado
$3.44M +$3.3M +52,669 New
FAAS
32
First Allied Advisory Services
California
$3.21M +$93.6K +1,496 +3%
JP Morgan Chase
33
JP Morgan Chase
New York
$3M -$122K -1,941 -4%
CCA
34
Clearwater Capital Advisors
Illinois
$2.71M -$245K -3,913 -9%
FWM
35
Frontier Wealth Management
Missouri
$2.68M -$34.1K -544 -1%
GIA
36
Gladstone Institutional Advisory
Florida
$2.66M +$19.1K +305 +0.8%
WI
37
Wintrust Investments
Illinois
$2.25M +$94.8K +1,514 +5%
PNC
38
Park National Corp
Ohio
$2.14M -$889K -14,201 -30%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$2.06M -$653K -10,437 -25%
CPIG
40
Chicago Partners Investment Group
Illinois
$2M +$34.2K +546 +2%
DADC
41
D.A. Davidson & Co
Montana
$1.96M -$21.9K -350 -1%
FFN
42
Focus Financial Network
Minnesota
$1.93M -$1.06K -17 -0.1%
OC
43
Oppenheimer & Co
New York
$1.92M -$117K -1,872 -6%
SPC
44
Sigma Planning Corp
Michigan
$1.9M -$1.72M -27,434 -48%
SCA
45
Snowden Capital Advisors
New York
$1.88M +$26.7K +427 +2%
AAS
46
Avantax Advisory Services
Texas
$1.86M +$1.78M +28,503 New
BAAM
47
Baker Avenue Asset Management
California
$1.83M
EWM
48
EPG Wealth Management
Georgia
$1.62M +$1.56M +24,860 New
CBFP
49
Cedar Brook Financial Partners
Ohio
$1.61M -$43.7K -698 -3%
Citigroup
50
Citigroup
New York
$1.48M -$90K -1,437 -6%

FEX Hedge Fund Activity: Q4 2019 in Review

157 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2019, worth a combined $763M — up 7.1% from $712M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FEX positions and 8 closed out — a net gain of 21 holders — while 41 added to existing stakes and 66 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $20.5M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $7.76M.

  • 157 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2019, up from 139 in Q3 2019.
  • Funds reported $763M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2019, up 7.1% quarter-over-quarter.
  • 29 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2019 and 8 closed out, a net change of +21 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2019 was Truist Financial, an estimated $20.5M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2019 was Cambridge Investment Research Advisors, an estimated $7.76M sold.

Based on aggregated 13F filings for Q4 2019.