Wintrust Investments’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Wintrust Investments’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-5,047	Closed	-$404K	–	428
2021 Q1	$404K	Sell	5,047 -1,584	-24%	-$123K	0.04%	283
2020 Q4	$487K	Hold	6,631	–	–	0.14%	108
2020 Q3	$419K	Hold	6,631	–	–	0.06%	220
2020 Q2	$395K	Sell	6,631 -27,074	-80%	-$1.5M	0.06%	231
2020 Q1	$1.6M	Sell	33,705 -754	-2%	-$45.2K	0.26%	71
2019 Q4	$2.25M	Buy	34,459 +1,514	+5%	+$94.8K	0.31%	62
2019 Q3	$2.01M	Sell	32,945 -172	-0.5%	-$10.5K	0.3%	61
2019 Q2	$2.03M	Sell	33,117 -790	-2%	-$47.5K	0.31%	63
2019 Q1	$2.02M	Buy	33,907 +25,881	+322%	+$1.49M	0.33%	60
2018 Q4	$418K	Sell	8,026 -800	-9%	-$45.5K	0.08%	212
2018 Q3	$551K	Sell	8,826 -742	-8%	-$45.7K	0.09%	204
2018 Q2	$567K	Sell	9,568 -860	-8%	-$51.2K	0.1%	191
2018 Q1	$609K	Hold	10,428	–	–	0.15%	124
2017 Q4	$610K	Sell	10,428 -780	-7%	-$44.4K	0.14%	152
2017 Q3	$615K	Sell	11,208 -1,641	-13%	-$88.3K	0.16%	138
2017 Q2	$683K	Sell	12,849 -1,472	-10%	-$77.1K	0.18%	126
2017 Q1	$739K	Sell	14,321 -977	-6%	-$49.7K	0.21%	114
2016 Q4	$746K	Sell	15,298 -51,109	-77%	-$2.43M	0.31%	59
2016 Q3	$3.1M	Sell	66,407 -212	-0.3%	-$9.88K	1.44%	10
2016 Q2	$34K	Buy	+66,619	New	+$2.97M	0.07%	124

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wintrust Investments's FEX Position: Q2 2021 in Review

Wintrust Investments sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q2 2021, closing a stake of 5,047 shares — an estimated $404K sold.

Wintrust Investments first reported a position in FEX in Q2 2016 and held it in 20 quarters. The position peaked at $3.1M in Q3 2016. 154 funds tracked by Wall St. Rank hold FEX as of Q2 2021.

Wintrust Investments reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q2 2021 after selling out during the quarter.
Wintrust Investments sold 5,047 First Trust Large Cap Core AlphaDEX Fund shares in Q2 2021, an estimated $404K.
Wintrust Investments first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2016 and held it in 20 quarters.
Wintrust Investments's First Trust Large Cap Core AlphaDEX Fund position peaked at $3.1M in Q3 2016.
154 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q2 2021.

Based on Wintrust Investments's 13F filing for Q2 2021, filed 10 Aug 2021.