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First Trust Large Cap Core AlphaDEX Fund

76 hedge funds and large institutions have $771M invested in First Trust Large Cap Core AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

258% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 12

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

22% more capital invested

Capital invested by funds: $632M → $771M (+$138M)

7% more funds holding

Funds holding: 7176 (+5)

1.11% more ownership

Funds ownership: 55.76%56.87% (+1.1%)

Holders
76
Holders Change
+5
Holders Change %
+7.04%
% of All Funds
2.21%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.12%
New
11
Increased
43
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$3.84M +$3.91M +88,357 New
ACM
27
Aviance Capital Management
Florida
$3.79M +$1.18M +26,740 +44%
Ameriprise
28
Ameriprise
Minnesota
$3.77M -$1.01M -22,912 -21%
AIG
29
American International Group
New York
$3.28M +$2.4M +54,222 +256%
DADC
30
D.A. Davidson & Co
Montana
$3.13M +$131K +2,972 +4%
OC
31
Oppenheimer & Co
New York
$2.76M +$298K +6,727 +12%
IH
32
IFC Holdings
Florida
$2.5M +$102K +2,299 +4%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$2.37M +$224K +5,075 +10%
Citigroup
34
Citigroup
New York
$2.29M +$2.26K +51 +0.1%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$2.19M +$272K +6,159 +14%
PAG
36
Private Advisor Group
New Jersey
$1.8M -$205K -4,626 -10%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$1.53M -$1.63M -36,913 -51%
WA
38
WFG Advisors
Texas
$1.52M +$150K +3,390 +11%
MFS
39
MSI Financial Services
Massachusetts
$1.31M +$525K +11,878 +65%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$1.25M +$37.9K +856 +3%
FHC
41
First Heartland Consultants
Missouri
$1.11M +$365K +8,250 +48%
SI
42
Stephens Inc
Arkansas
$1.09M +$1.1M +24,967 New
VFS
43
VSR Financial Services
Kansas
$922K -$125K -2,822 -12%
AUB
44
Atlantic Union Bankshares
Virginia
$914K -$796K -18,000 -46%
Goldman Sachs
45
Goldman Sachs
New York
$804K -$4.96M -112,028 -86%
FHA
46
First Horizon Advisors
Tennessee
$760K
SI
47
SII Investments
Wisconsin
$749K -$166K -3,744 -18%
VAM
48
Visionary Asset Management
Texas
$664K +$43.5K +984 +7%
MCC
49
Mid Continent Capital
Illinois
$470K +$274K +6,200 +134%
Deutsche Bank
50
Deutsche Bank
Germany
$466K +$208K +4,691 +78%

FEX Hedge Fund Activity: Q3 2014 in Review

76 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2014, worth a combined $771M — up 22% from $632M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FEX positions and 6 closed out — a net gain of 5 holders — while 43 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.5M. The largest seller was Jane Street, exiting entirely with an estimated $5.27M sold.

  • 76 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2014, up from 71 in Q2 2014.
  • Funds reported $771M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2014, up 22% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2014 and 6 closed out, a net change of +5 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2014 was Morgan Stanley, an estimated $24.5M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2014 was Jane Street, an estimated $5.27M sold.

Based on aggregated 13F filings for Q3 2014.