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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
101
Citadel Advisors
Florida
– -$917K -43,608 Closed
MCC
102
Money Concepts Capital
Florida
– -$850K -40,397 Closed
EAM
103
Empirical Asset Management
Massachusetts
– -$549K -26,095 Closed
Bank of Montreal
104
Bank of Montreal
Ontario, Canada
– -$546K -25,849 Closed
CWA
105
Clarus Wealth Advisors
Arizona
– -$328K -15,302 Closed
CCM
106
Chiron Capital Management
Florida
– -$298K -14,174 Closed
VF
107
Virtu Financial
New York
– -$293K -13,955 Closed
PA
108
Pinnacle Associates
New York
– -$210K -9,993 Closed
CS
109
Comerica Securities
Michigan
– -$124K -5,880 Closed
Creative Planning
110
Creative Planning
Kansas
– -$9.19K -437 Closed
LS
111
Leelyn Smith
Illinois
– -$8.35K -397 Closed
CWA
112
Clearview Wealth Advisors
Oregon
– -$2.08K -98 Closed