Empirical Asset Management’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Empirical Asset Management’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-26,095	Closed	-$549K	–	160
2022 Q4	$549K	Sell	26,095 -198	-0.8%	-$3.96K	0.58%	60
2022 Q3	$486K	Buy	26,293 +10,216	+64%	+$214K	0.53%	71
2022 Q2	$343K	Buy	+16,077	New	+$380K	0.36%	104

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Empirical Asset Management's FEM Position: Q1 2023 in Review

Empirical Asset Management sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q1 2023, closing a stake of 26,095 shares — an estimated $549K sold.

Empirical Asset Management first reported a position in FEM in Q2 2022 and held it in 3 quarters. The position peaked at $549K in Q4 2022. 99 funds tracked by Wall St. Rank hold FEM as of Q1 2023.

Empirical Asset Management reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q1 2023 after selling out during the quarter.
Empirical Asset Management sold 26,095 First Trust Emerging Markets AlphaDEX Fund shares in Q1 2023, an estimated $549K.
Empirical Asset Management first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q2 2022 and held it in 3 quarters.
Empirical Asset Management's First Trust Emerging Markets AlphaDEX Fund position peaked at $549K in Q4 2022.
99 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q1 2023.

Based on Empirical Asset Management's 13F filing for Q1 2023, filed 18 Apr 2023.