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Fidus Investment
FDUS

79 hedge funds and large institutions have $58.5M invested in Fidus Investment in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 28 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

88,900% more call options, than puts

Call options by funds: $890K | Put options by funds: $1K

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

4% more funds holding

Funds holding: 76 → 79 (+3)

1.86% less ownership

Funds ownership: 26.35% → 24.49% (-1.9%)

6% less capital invested

Capital invested by funds: $62.1M → $58.5M (-$3.65M)

32% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 28

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
79
Holders Change
+3
Holders Change %
+3.95%
% of All Funds
1.59%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
19
Reduced
28
Closed
11
Calls
$890K
Puts
$1K
Net Calls
+$889K
Net Calls Change
+$616K

Top Buyers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
+$701K
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$689K
3
Morgan Stanley
Morgan Stanley
New York
+$549K
4
Two Sigma Investments
Two Sigma Investments
New York
+$509K
5
CRC
Curi RMB Capital
Illinois
+$382K

Top Sellers

Rank Fund Capital Flow
1
WFI
West Family Investments
California
-$1.55M
2
KCM
Kennedy Capital Management
Missouri
-$1.39M
3
EBT
Enterprise Bank & Trust
Massachusetts
-$1.37M
4
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$1.3M
5
RJA
Raymond James & Associates
Florida
-$989K
Name Holding Trade Value Shares
Change 		Change in
Stake
DC
51
Davenport & Co
Virginia
$111K +$109K +11,300 New
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$109K +$107K +11,114 New
WA
53
Wambolt & Associates
Colorado
$107K -$53.3K -5,538 -34%
CDH
54
Charles D. Hyman
$105K – – –
ASN
55
Advisory Services Network
Georgia
$104K -$10.9K -1,135 -10%
MML Investors Services
56
MML Investors Services
Massachusetts
$102K -$6.35K -660 -6%
CFA
57
Carroll Financial Associates
North Carolina
$80K – – –
BBHC
58
Brown Brothers Harriman & Co
New York
$53K – – –
Canada Life
59
Canada Life
Manitoba, Canada
$50K -$41K -4,258 -46%
CCM
60
Chiron Capital Management
Florida
$47K +$46.2K +4,800 New
Osaic Holdings
61
Osaic Holdings
Arizona
$40K -$6.89K -716 -15%
JP Morgan Chase
62
JP Morgan Chase
New York
$37K -$38.1K -3,954 -51%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$37K – – –
TRCT
64
Tower Research Capital (TRC)
New York
$35K -$21.6K -2,248 -38%
CSPIA
65
Cary Street Partners Investment Advisory
Virginia
$33K +$32.7K +3,400 New
Citigroup
66
Citigroup
New York
$27K +$356 +37 +1%
Lazard Asset Management
67
Lazard Asset Management
New York
$23K – – –
S
68
SignatureFD
Georgia
$14K +$14.1K +1,463 New
WAM
69
Wolverine Asset Management
Illinois
$11K -$87.2K -9,060 -89%
CCM
70
Covington Capital Management
California
$10K – – –
WEC
71
Winslow Evans & Crocker
Massachusetts
$10K +$9.63K +1,000 New
APA
72
American Portfolios Advisors
New York
$8.37K – – –
LWANC
73
Laurel Wealth Advisors (North Carolina)
North Carolina
$4K – – –
BC
74
Barnett & Company
Tennessee
$3K – – –
PAM
75
Panagora Asset Management
Massachusetts
$3K – – –
1 2
3
4

FDUS Hedge Fund Activity: Q3 2020 in Review

79 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2020, worth a combined $58.5M — down 5.9% from $62.1M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FDUS positions and 11 closed out — a net gain of 3 holders — while 19 added to existing stakes and 28 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $701K. The largest seller was West Family Investments, cutting an estimated $1.55M.

  • 79 institutional investors held Fidus Investment (FDUS) as of Q3 2020, up from 76 in Q2 2020.
  • Funds reported $58.5M of Fidus Investment stock for Q3 2020, down 5.9% quarter-over-quarter.
  • 14 funds opened new Fidus Investment positions in Q3 2020 and 11 closed out, a net change of +3 holders.
  • The largest Fidus Investment buyer in Q3 2020 was Millennium Management, an estimated $701K added.
  • The largest Fidus Investment seller in Q3 2020 was West Family Investments, an estimated $1.55M sold.

Based on aggregated 13F filings for Q3 2020.