Fidus Investment
FDUS
56 hedge funds and large institutions have $70.6M invested in Fidus Investment in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 26 increasing their positions, 8 reducing their positions, and 5 closing their positions.
225% more repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 8
100% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 5
18% more capital invested
Capital invested by funds: $59.6M → $70.6M (+$11M)
8% more funds holding
Funds holding: 52 → 56 (+4)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
70% less call options, than puts
Call options by funds: $239K | Put options by funds: $806K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AM
Ares Management
Los Angeles,
California
|
+$4.11M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.21M |
| 3 |
MC
Muzinich & Co
New York
|
+$1.06M |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$571K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$478K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WFI
West Family Investments
Carlsbad,
California
|
-$1.1M |
| 2 |
BCM
Buckhead Capital Management
Atlanta,
Georgia
|
-$368K |
| 3 |
YMRC
Yorktown Management & Research Company
Forest,
Virginia
|
-$316K |
| 4 |
VKH
Virtu KCG Holdings
New York
|
-$183K |
| 5 |
PFS
Prospera Financial Services
Dallas,
Texas
|
-$154K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PCM
51
Penserra Capital Management
Orinda,
California
| $4K | +$1.55K | +98 | +57% |
|
52
Creative Planning
Overland Park,
Kansas
| $3K | – | – | – |
|
|
HR
53
Howe & Rusling
Rochester,
New York
| $3K | – | – | – |
|
|
WAM
54
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| $3K | +$63 | +4 | +3% |
|
|
IWMPD
55
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
| $2K | +$1.58K | +100 | New |
|
|
VKH
56
Virtu KCG Holdings
New York
| – | -$183K | -11,998 | Closed |
|
|
PFS
57
Prospera Financial Services
Dallas,
Texas
| – | -$154K | -10,055 | Closed |
|
|
ST
58
Spot Trading
Chicago,
Illinois
| – | -$50K | -3,252 | Closed |
|
|
AIM
59
Arcadia Investment Management
Kalamazoo,
Michigan
| – | -$25K | -1,620 | Closed |
|
60
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$12K | -815 | Closed |
|
FDUS Hedge Fund Activity: Q3 2016 in Review
56 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2016, worth a combined $70.6M — up 18% from $59.6M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new FDUS positions and 5 closed out — a net gain of 5 holders — while 26 added to existing stakes and 8 trimmed.
The largest buyer was Ares Management, adding an estimated $4.11M. The largest seller was West Family Investments, cutting an estimated $1.1M.
- 56 institutional investors held Fidus Investment (FDUS) as of Q3 2016, up from 52 in Q2 2016.
- Funds reported $70.6M of Fidus Investment stock for Q3 2016, up 18% quarter-over-quarter.
- 10 funds opened new Fidus Investment positions in Q3 2016 and 5 closed out, a net change of +5 holders.
- The largest Fidus Investment buyer in Q3 2016 was Ares Management, an estimated $4.11M added.
- The largest Fidus Investment seller in Q3 2016 was West Family Investments, an estimated $1.1M sold.
Based on aggregated 13F filings for Q3 2016.