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Fidus Investment
FDUS

60 hedge funds and large institutions have $101M invested in Fidus Investment in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

14% more capital invested

Capital invested by funds: $88.9M → $101M (+$12.1M)

2% more funds holding

Funds holding: 59 → 60 (+1)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $22K

Holders
60
Holders Change
+1
Holders Change %
+1.69%
% of All Funds
1.74%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
19
Reduced
19
Closed
7
Calls
–
Puts
$22K
Net Calls
-$22K
Net Calls Change
-$197K

Top Buyers

1
RFC
Regions Financial Corp
Alabama
+$2.16M
2
AAM
Advisors Asset Management
Colorado
+$1.72M
3
RJA
Raymond James & Associates
Florida
+$1.46M
4
BCM
Buckhead Capital Management
Georgia
+$772K
5
GC
Guggenheim Capital
Illinois
+$762K

Top Sellers

1
Bank of New York Mellon
Bank of New York Mellon
New York
-$2.38M
2
CIM
Confluence Investment Management
Missouri
-$2.01M
3
GCP
GSA Capital Partners
United Kingdom
-$384K
4
BIT
BlackRock Institutional Trust
California
-$287K
5
BFA
BlackRock Fund Advisors
California
-$284K
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$81K +$76.1K +3,731 New
Deutsche Bank
52
Deutsche Bank
Germany
$72K -$272K -13,341 -80%
TRCT
53
Tower Research Capital (TRC)
New York
$67K +$32.1K +1,576 +104%
AllianceBernstein
54
AllianceBernstein
Tennessee
$50K -$51.3K -2,516 -52%
Barclays
55
Barclays
United Kingdom
$41K +$14.9K +733 +61%
BlackRock
56
BlackRock
New York
$12K +$2K +98 +22%
WA
57
WFG Advisors
Texas
$5K – – –
Bank of Montreal
58
Bank of Montreal
Ontario, Canada
$2K – – –
Bank of America
59
Bank of America
North Carolina
$1K -$3.18K -156 -79%
Manulife (Manufacturers Life Insurance)
60
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$283 +$21.7K +1,066 +9%
CIM
61
Confluence Investment Management
Missouri
– -$2.01M -103,443 Closed
GCP
62
GSA Capital Partners
United Kingdom
– -$384K -19,784 Closed
RFC
63
Russell Frank Company
Washington
– -$77K -3,948 Closed
Wells Fargo
64
Wells Fargo
California
– -$40.8K -2,000 Closed
Ameriprise
65
Ameriprise
Minnesota
– -$17K -854 Closed
California Public Employees Retirement System
66
California Public Employees Retirement System
California
– -$10K -500 Closed
Royal Bank of Canada
67
Royal Bank of Canada
Ontario, Canada
– -$6K -335 Closed
1 2
3

FDUS Hedge Fund Activity: Q4 2013 in Review

60 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2013, worth a combined $101M — up 14% from $88.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FDUS positions and 7 closed out — a net gain of 1 holder — while 19 added to existing stakes and 19 trimmed.

The largest buyer was Regions Financial Corp, adding an estimated $2.16M. The largest seller was Bank of New York Mellon, cutting an estimated $2.38M.

  • 60 institutional investors held Fidus Investment (FDUS) as of Q4 2013, up from 59 in Q3 2013.
  • Funds reported $101M of Fidus Investment stock for Q4 2013, up 14% quarter-over-quarter.
  • 8 funds opened new Fidus Investment positions in Q4 2013 and 7 closed out, a net change of +1 holder.
  • The largest Fidus Investment buyer in Q4 2013 was Regions Financial Corp, an estimated $2.16M added.
  • The largest Fidus Investment seller in Q4 2013 was Bank of New York Mellon, an estimated $2.38M sold.

Based on aggregated 13F filings for Q4 2013.