Fidus Investment
FDUS
59 hedge funds and large institutions have $88.9M invested in Fidus Investment in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 5 closing their positions.
761% more call options, than puts
Call options by funds: $198K | Put options by funds: $23K
41% more repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 17
14% more capital invested
Capital invested by funds: $77.9M → $88.9M (+$11M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
3% less funds holding
Funds holding: 61 → 59 (-2)
40% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 5
Top Buyers
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.91M |
| 2 |
BG
BlackRock Group
London,
United Kingdom
|
+$1.43M |
| 3 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$734K |
| 4 |
Bank of New York Mellon
New York
|
+$337K |
| 5 |
Goldman Sachs
New York
|
+$275K |
Top Sellers
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Barclays
London,
United Kingdom
| $23K | +$14.8K | +772 | +181% |
|
52
Ameriprise
Minneapolis,
Minnesota
| $17K | – | – | – |
|
53
California Public Employees Retirement System
Sacramento,
California
| $10K | – | – | – |
|
54
BlackRock
New York
| $9K | – | – | – |
|
55
Royal Bank of Canada
Toronto,
Ontario, Canada
| $6K | – | – | – |
|
56
Bank of America
Charlotte,
North Carolina
| $4K | -$3.07K | -160 | -45% |
|
|
WA
57
WFG Advisors
Dallas,
Texas
| $4K | – | – | – |
|
58
Bank of Montreal
Toronto,
Ontario, Canada
| $2K | – | – | – |
|
59
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $232 | -$1.69K | -88 | -0.7% |
|
|
RJFSA
60
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$1.83M | -97,899 | Closed |
|
|
JFG
61
JMG Financial Group
Downers Grove,
Illinois
| – | -$243K | -13,005 | Closed |
|
62
Creative Planning
Overland Park,
Kansas
| – | -$13K | -700 | Closed |
|
|
MTIP
63
Magee Thomson Investment Partners
San Diego,
California
| – | -$4K | -207 | Closed |
|
|
SSG
64
Summit Securities Group
New York
| – | -$2K | -100 | Closed |
|
FDUS Hedge Fund Activity: Q3 2013 in Review
59 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2013, worth a combined $88.9M — up 14% from $77.9M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of FDUS and 3 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 24 added.
The largest buyer was Advisors Asset Management, adding an estimated $1.91M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $1.83M sold.
- 59 institutional investors held Fidus Investment (FDUS) as of Q3 2013, down from 61 in Q2 2013.
- Funds reported $88.9M of Fidus Investment stock for Q3 2013, up 14% quarter-over-quarter.
- 3 funds opened new Fidus Investment positions in Q3 2013 and 5 closed out, a net change of -2 holders.
- The largest Fidus Investment buyer in Q3 2013 was Advisors Asset Management, an estimated $1.91M added.
- The largest Fidus Investment seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $1.83M sold.
Based on aggregated 13F filings for Q3 2013.