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First Trust SSI Strategic Convertible Securities ETF

73 hedge funds and large institutions have $174M invested in First Trust SSI Strategic Convertible Securities ETF in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

38% more capital invested

Capital invested by funds: $125M → $174M (+$48.2M)

26% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 19

18% more funds holding

Funds holding: 6273 (+11)

11.75% more ownership

Funds ownership: 47.68%59.44% (+12%)

Holders
73
Holders Change
+11
Holders Change %
+17.74%
% of All Funds
1.29%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
19
Increased
24
Reduced
19
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$1.08M +$16.3K +367 +2%
ASN
27
Advisory Services Network
Georgia
$1.03M +$21.4K +481 +2%
MML Investors Services
28
MML Investors Services
Massachusetts
$968K -$13.7K -309 -2%
CWM
29
Concentrum Wealth Management
California
$878K +$133K +3,007 +20%
Stifel Financial
30
Stifel Financial
Missouri
$821K -$61.3K -1,381 -8%
MCC
31
Money Concepts Capital
Florida
$819K +$743K +16,729 New
PAG
32
Private Advisory Group
Washington
$775K -$338K -7,618 -32%
SW
33
SkyOak Wealth
Michigan
$697K
NFG
34
Next Financial Group
Texas
$685K +$123K +2,775 +25%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$557K -$90.1K -2,030 -15%
Baird Financial Group
36
Baird Financial Group
Wisconsin
$492K +$6.88K +155 +2%
SI
37
Stephens Inc
Arkansas
$488K
WIA
38
World Investment Advisors
California
$453K +$44.4K +1,000 +14%
US Bancorp
39
US Bancorp
Minnesota
$453K +$405K +9,126 +8,005%
WI
40
Wintrust Investments
Illinois
$437K -$34.5K -777 -8%
SPC
41
Sigma Planning Corp
Michigan
$381K +$50.3K +1,134 +17%
UCFA
42
United Capital Financial Advisors
Texas
$371K -$15.4K -348 -4%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$342K +$7.1K +160 +2%
SIM
44
SSI Investment Management
California
$333K -$51.5K -1,159 -15%
WEPOG
45
Wealth Enhancement & Preservation of GA
Georgia
$323K -$324K -7,288 -52%
Truist Financial
46
Truist Financial
North Carolina
$304K -$74K -1,668 -21%
PAG
47
Private Advisor Group
New Jersey
$301K
OC
48
Oppenheimer & Co
New York
$293K +$1.73K +39 +0.7%
TF
49
Trek Financial
Arizona
$275K -$46.1K -1,038 -16%
AWA
50
Acorn Wealth Advisors
Michigan
$260K +$236K +5,309 New

FCVT Hedge Fund Activity: Q4 2020 in Review

73 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q4 2020, worth a combined $174M — up 38% from $125M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FCVT positions and 8 closed out — a net gain of 11 holders — while 24 added to existing stakes and 19 trimmed.

The largest buyer was Prospera Financial Services, opening a new position worth an estimated $1.87M. The largest seller was Citadel Advisors, cutting an estimated $2.34M.

  • 73 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q4 2020, up from 62 in Q3 2020.
  • Funds reported $174M of First Trust SSI Strategic Convertible Securities ETF stock for Q4 2020, up 38% quarter-over-quarter.
  • 19 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q4 2020 and 8 closed out, a net change of +11 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q4 2020 was Prospera Financial Services, an estimated $1.87M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q4 2020 was Citadel Advisors, an estimated $2.34M sold.

Based on aggregated 13F filings for Q4 2020.