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First Trust SSI Strategic Convertible Securities ETF

46 hedge funds and large institutions have $101M invested in First Trust SSI Strategic Convertible Securities ETF in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 23 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.4% less ownership

Funds ownership: 59.13%57.73% (-1.4%)

19% less funds holding

Funds holding: 5746 (-11)

23% less capital invested

Capital invested by funds: $131M → $101M (-$30.1M)

52% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 23

56% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 16

Holders
46
Holders Change
-11
Holders Change %
-19.3%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
11
Reduced
23
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$500K -$208K -6,431 -27%
CWM
27
Concentrum Wealth Management
California
$427K -$51.2K -1,582 -10%
Mercer Global Advisors
28
Mercer Global Advisors
Colorado
$409K +$463K +14,302 New
SW
29
SkyOak Wealth
Michigan
$407K -$11K -340 -2%
UCFA
30
United Capital Financial Advisors
Texas
$389K +$1.75K +54 +0.4%
WI
31
Wintrust Investments
Illinois
$379K -$60K -1,854 -12%
PAG
32
Private Advisory Group
Washington
$332K +$376K +11,628 New
SI
33
Stephens Inc
Arkansas
$285K +$47.7K +1,475 +17%
SIM
34
SSI Investment Management
California
$284K +$14.2K +440 +5%
FAAS
35
First Allied Advisory Services
California
$275K +$83.7K +2,587 +37%
Truist Financial
36
Truist Financial
North Carolina
$259K -$616K -19,033 -68%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$254K -$78.5K -2,427 -21%
WIA
38
World Investment Advisors
California
$204K
AWA
39
Arkadios Wealth Advisors
Georgia
$118K
SFS
40
Sowell Financial Services
Arkansas
$113K -$28.5K -882 -18%
Wells Fargo
41
Wells Fargo
California
$76K -$53.2K -1,645 -38%
SPIA
42
Steward Partners Investment Advisory
New York
$71K -$24.3K -750 -23%
GWM
43
Geneos Wealth Management
Colorado
$49K -$398K -12,297 -88%
HIA
44
Harbor Investment Advisory
Maryland
$38K
NFG
45
Next Financial Group
Texas
$6K -$987K -30,501 -99%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$6K
AWM
47
AE Wealth Management
Kansas
-$3.75M -113,328 Closed
SS
48
Simplicity Solutions
Minnesota
-$3.71M -112,077 Closed
IAA
49
Independent Advisor Alliance
North Carolina
-$2.1M -63,312 Closed
CL
50
Cabana LLC
Arkansas
-$1.92M -58,065 Closed

FCVT Hedge Fund Activity: Q1 2020 in Review

46 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q1 2020, worth a combined $101M — down 23% from $131M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FCVT and 7 opened new positions — a net loss of 9 holders — while 23 trimmed existing stakes and 11 added.

The largest buyer was MML Investors Services, adding an estimated $5.67M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $6.07M.

  • 46 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q1 2020, down from 57 in Q4 2019.
  • Funds reported $101M of First Trust SSI Strategic Convertible Securities ETF stock for Q1 2020, down 23% quarter-over-quarter.
  • 7 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q1 2020 and 16 closed out, a net change of -9 holders.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q1 2020 was MML Investors Services, an estimated $5.67M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q1 2020 was Raymond James Financial Services Advisors, an estimated $6.07M sold.

Based on aggregated 13F filings for Q1 2020.