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First Trust NYSE Arca Biotechnology Index Fund

111 hedge funds and large institutions have $292M invested in First Trust NYSE Arca Biotechnology Index Fund in 2016 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 27 increasing their positions, 48 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

61% more call options, than puts

Call options by funds: $3.62M | Put options by funds: $2.24M

6% more capital invested

Capital invested by funds: $274M → $292M (+$17.5M)

4% more funds holding

Funds holding: 107111 (+4)

0.01% more ownership

Funds ownership: 33.81%33.81% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

44% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 48

Holders
111
Holders Change
+4
Holders Change %
+3.74%
% of All Funds
2.96%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
15
Increased
27
Reduced
48
Closed
9
Calls
$3.62M
Puts
$2.24M
Net Calls
+$1.37M
Net Calls Change
+$228K
Name Holding Trade Value Shares
Change
Change in
Stake
JIC
101
Joel Isaacson & Co
New York
$10K +$9.81K +100 New
BlackRock
102
BlackRock
New York
$9K
HS
103
Horan Securities
United States
$9K +$10K +102 New
MFW
104
Mosaic Family Wealth
Missouri
$8K -$98 -1 -1%
TFA
105
Transamerica Financial Advisors
Florida
$5K -$3.53K -36 -42%
CG
106
Cutler Group
California
$4K -$9.81K -100 -67%
BCI
107
Brinker Capital Investments
Pennsylvania
$4K
HI
108
Hudock Inc
Pennsylvania
$4K
NC
109
NewSquare Capital
Pennsylvania
$4K
LWM
110
LBA Wealth Management
Florida
$3K
AP
111
Atwood & Palmer
Missouri
$2K
Susquehanna International Group
112
Susquehanna International Group
Pennsylvania
-$2.32M -23,683 Closed
VKH
113
Virtu KCG Holdings
New York
-$1.74M -19,428 Closed
HF
114
HRT Financial
New York
-$651K -7,288 Closed
SI
115
SII Investments
Wisconsin
-$381K -4,264 Closed
Northern Trust
116
Northern Trust
Illinois
-$254K -2,836 Closed
Northwestern Mutual Wealth Management
117
Northwestern Mutual Wealth Management
Wisconsin
-$25K -280 Closed
DADC
118
D.A. Davidson & Co
Montana
-$12K -145 Closed
RFWA
119
RPg Family Wealth Advisory
Massachusetts
-$10.2K -114 Closed
ECM
120
Exchange Capital Management
Michigan
-$9K -104 Closed

FBT Hedge Fund Activity: Q3 2016 in Review

111 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2016, worth a combined $292M — up 6.4% from $274M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FBT positions and 9 closed out — a net gain of 6 holders — while 27 added to existing stakes and 48 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.94M. The largest seller was SG Americas Securities, cutting an estimated $5.65M.

  • 111 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2016, up from 107 in Q2 2016.
  • Funds reported $292M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2016, up 6.4% quarter-over-quarter.
  • 15 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2016 and 9 closed out, a net change of +6 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2016 was Wells Fargo, an estimated $4.94M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2016 was SG Americas Securities, an estimated $5.65M sold.

Based on aggregated 13F filings for Q3 2016.