SII Investments’s First Trust NYSE Arca Biotechnology Index Fund FBT Stock Holding History

SII Investments’s Portfolio FBT Stock Details FBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-4,264	Closed	-$381K	–	607
2016 Q2	$381K	Sell	4,264 -941	-18%	-$86.4K	0.03%	380
2016 Q1	$457K	Sell	5,205 -3,974	-43%	-$350K	0.04%	323
2015 Q4	$1.04M	Sell	9,179 -1,018	-10%	-$110K	0.13%	157
2015 Q3	$1.03M	Buy	10,197 +2,733	+37%	+$325K	0.12%	170
2015 Q2	$927K	Buy	7,464 +180	+2%	+$21.7K	0.11%	181
2015 Q1	$859K	Buy	7,284 +1,923	+36%	+$217K	0.1%	189
2014 Q4	$550K	Buy	5,361 +296	+6%	+$28.9K	0.07%	244
2014 Q3	$463K	Buy	5,065 +103	+2%	+$8.94K	0.06%	271
2014 Q2	$405K	Buy	+4,962	New	+$379K	0.06%	299

Other funds holding FBT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JPCCM

J&P (China) Capital Management Hong Kong, China $586M AUM 82.64% 1-Year Est. Return

MCWS

McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return

SII Investments's FBT Position: Q3 2016 in Review

SII Investments sold out of First Trust NYSE Arca Biotechnology Index Fund (FBT) in Q3 2016, closing a stake of 4,264 shares — an estimated $381K sold.

SII Investments first reported a position in FBT in Q2 2014 and held it in 9 quarters. The position peaked at $1.04M in Q4 2015. 111 funds tracked by Wall St. Rank hold FBT as of Q3 2016.

SII Investments reported no remaining First Trust NYSE Arca Biotechnology Index Fund position as of Q3 2016 after selling out during the quarter.
SII Investments sold 4,264 First Trust NYSE Arca Biotechnology Index Fund shares in Q3 2016, an estimated $381K.
SII Investments first reported a position in First Trust NYSE Arca Biotechnology Index Fund in Q2 2014 and held it in 9 quarters.
SII Investments's First Trust NYSE Arca Biotechnology Index Fund position peaked at $1.04M in Q4 2015.
111 funds tracked by Wall St. Rank held First Trust NYSE Arca Biotechnology Index Fund as of Q3 2016.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.