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First Trust NYSE Arca Biotechnology Index Fund

109 hedge funds and large institutions have $281M invested in First Trust NYSE Arca Biotechnology Index Fund in 2016 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $1.54M | Put options by funds: $900K

1.16% more ownership

Funds ownership: 33.81%34.98% (+1.2%)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

4% less capital invested

Capital invested by funds: $292M → $281M (-$10.4M)

4% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 28

2% less funds holding

Funds holding: 111109 (-2)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
109
Holders Change
-2
Holders Change %
-1.8%
% of All Funds
2.73%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
27
Increased
31
Reduced
31
Closed
28
Calls
$1.54M
Puts
$900K
Net Calls
+$645K
Net Calls Change
-$728K
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
76
US Bancorp
Minnesota
$42K -$23K -246 -35%
PWM
77
Perigon Wealth Management
California
$42K
IWM
78
IHT Wealth Management
Illinois
$36K +$36.5K +390 New
Northwestern Mutual Wealth Management
79
Northwestern Mutual Wealth Management
Wisconsin
$36K +$36.9K +394 New
PFGIA
80
Patriot Financial Group Insurance Agency
Massachusetts
$33K +$32.8K +350 New
Bank of Montreal
81
Bank of Montreal
Ontario, Canada
$32K
CFD
82
Creative Financial Designs
Indiana
$32K +$32.9K +351 New
BFEC
83
Benjamin F. Edwards & Company
Missouri
$30K
MRCM
84
M&R Capital Management
New Jersey
$29K +$30.9K +330 New
GEA
85
Glen Eagle Advisors
New Jersey
$28.6K +$29.5K +315 New
AA
86
Apriem Advisors
California
$27K -$105K -1,125 -79%
MWM
87
MinichMacGregor Wealth Management
New York
$23K +$1.89M +20,218 +7,929%
RFWA
88
RPg Family Wealth Advisory
Massachusetts
$18.2K +$18.7K +200 New
YWP
89
YorkBridge Wealth Partners
New York
$18K +$16.9K +180 New
MIFH
90
Migdal Insurance & Financial Holdings
Israel
$16K +$16.6K +177 New
CFA
91
Carroll Financial Associates
North Carolina
$14K
SFG
92
SevenBridge Financial Group
Pennsylvania
$14K
MA
93
MCF Advisors
Kentucky
$11K
BIG
94
Bellwether Investment Group
Tennessee
$11K +$10.9K +116 New
Simplex Trading
95
Simplex Trading
Illinois
$10K +$10.5K +112 New
Carson Wealth (CWM LLC)
96
Carson Wealth (CWM LLC)
Nebraska
$9K
HNB
97
Huntington National Bank
Ohio
$9K
JIC
98
Joel Isaacson & Co
New York
$9K
TIM
99
Tortoise Investment Management
New York
$9K
BlackRock
100
BlackRock
New York
$8K

FBT Hedge Fund Activity: Q4 2016 in Review

109 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q4 2016, worth a combined $281M — down 3.6% from $292M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of FBT and 27 opened new positions — a net loss of 1 holder — while 31 trimmed existing stakes and 31 added.

The largest buyer was Morgan Stanley, adding an estimated $25.1M. The largest seller was Bank of America, cutting an estimated $3.05M.

  • 109 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q4 2016, down from 111 in Q3 2016.
  • Funds reported $281M of First Trust NYSE Arca Biotechnology Index Fund stock for Q4 2016, down 3.6% quarter-over-quarter.
  • 27 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q4 2016 and 28 closed out, a net change of -1 holder.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q4 2016 was Morgan Stanley, an estimated $25.1M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q4 2016 was Bank of America, an estimated $3.05M sold.

Based on aggregated 13F filings for Q4 2016.