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First Trust NYSE Arca Biotechnology Index Fund

126 hedge funds and large institutions have $2.04B invested in First Trust NYSE Arca Biotechnology Index Fund in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 53 increasing their positions, 40 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

192% more call options, than puts

Call options by funds: $6.47M | Put options by funds: $2.22M

33% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 40

2.66% more ownership

Funds ownership: 63.87%66.53% (+2.7%)

5% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 20

0% more funds holding

Funds holding: 126126 (0)

11% less capital invested

Capital invested by funds: $2.29B → $2.04B (-$251M)

33% less funds holding in top 10

Funds holding in top 10: 128 (-4)

Holders
126
Holders Change
Holders Change %
0%
% of All Funds
3.52%
Holding in Top 10
8
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-33.33%
% of All Funds
0.22%
New
21
Increased
53
Reduced
40
Closed
20
Calls
$6.47M
Puts
$2.22M
Net Calls
+$4.25M
Net Calls Change
+$2.05M
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
51
Cetera Advisor Networks
California
$1.42M -$249K -2,096 -13%
VFS
52
VSR Financial Services
Kansas
$1.35M -$444K -3,732 -22%
AP
53
Atwood & Palmer
Missouri
$1.26M +$47K +395 +3%
SFI
54
SPC Financial Inc
Maryland
$1.26M -$17.8K -150 -1%
Mirae Asset Global Investments
55
Mirae Asset Global Investments
South Korea
$1.23M +$785K +6,600 +120%
BFIC
56
Bedell Frazier Investment Counselling
California
$1.19M +$1.4M +11,760 New
NA
57
NewEdge Advisors
Louisiana
$1.13M -$2.8M -23,510 -68%
HH
58
Hilltop Holdings
Texas
$1.1M +$1.29M +10,846 New
MIAN
59
Mariner Independent Advisor Network
Kansas
$1.08M +$1.27M +10,694 New
SI
60
Stephens Inc
Arkansas
$1.06M -$69.2K -582 -5%
SI
61
SII Investments
Wisconsin
$1.03M +$325K +2,733 +37%
JAFL
62
Jay A. Fishman Ltd
Michigan
$1.03M +$110K +925 +10%
CA
63
Cumberland Advisors
Florida
$998K +$508K +4,270 +77%
1SB
64
1ST Source Bank
Indiana
$847K -$20.6K -173 -2%
RIA
65
Regal Investment Advisors
Michigan
$838K +$251K +2,110 +34%
CA
66
Cetera Advisors
Colorado
$791K +$174K +1,466 +23%
FEG
67
Financial Enhancement Group
Indiana
$781K -$2.66M -22,336 -74%
VFA
68
Voya Financial Advisors
Connecticut
$768K +$336K +2,828 +56%
DAS
69
Dynamic Advisor Solutions
Arizona
$749K +$879K +7,390 New
LIM
70
Leavell Investment Management
Alabama
$702K -$10.7K -90 -1%
BRWM
71
B. Riley Wealth Management
Tennessee
$702K +$580K +4,874 +237%
WS
72
Wedbush Securities
California
$662K -$159K -1,338 -17%
SPC
73
Sigma Planning Corp
Michigan
$627K -$72.2K -607 -9%
PAG
74
Private Advisor Group
New Jersey
$592K -$844K -7,099 -55%
Creative Planning
75
Creative Planning
Kansas
$592K +$694K +5,838 New

FBT Hedge Fund Activity: Q3 2015 in Review

126 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2015, worth a combined $2.04B — down 11% from $2.29B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FBT positions and 20 closed out — a net gain of 1 holder — while 53 added to existing stakes and 40 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $194M. The largest seller was Wells Fargo, cutting an estimated $22.2M.

  • 126 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $2.04B of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2015, down 11% quarter-over-quarter.
  • 21 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2015 and 20 closed out, a net change of +1 holder.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2015 was First Trust Advisors, an estimated $194M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2015 was Wells Fargo, an estimated $22.2M sold.

Based on aggregated 13F filings for Q3 2015.