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First Trust NYSE Arca Biotechnology Index Fund

122 hedge funds and large institutions have $1.98B invested in First Trust NYSE Arca Biotechnology Index Fund in 2015 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 59 increasing their positions, 26 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 26

80% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 15

50% more capital invested

Capital invested by funds: $1.32B → $1.98B (+$660M)

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

38% more call options, than puts

Call options by funds: $3.51M | Put options by funds: $2.54M

9% more funds holding

Funds holding: 112122 (+10)

0.57% more ownership

Funds ownership: 60.36%60.93% (+0.57%)

Holders
122
Holders Change
+10
Holders Change %
+8.93%
% of All Funds
3.25%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.24%
New
27
Increased
59
Reduced
26
Closed
15
Calls
$3.51M
Puts
$2.54M
Net Calls
+$970K
Net Calls Change
+$1.74M
Name Holding Trade Value Shares
Change
Change in
Stake
SAG
51
Sterne Agee Group
Alabama
$2M +$33.1K +293 +2%
VFS
52
VSR Financial Services
Kansas
$1.99M +$53.2K +471 +3%
VFA
53
Voya Financial Advisors
Connecticut
$1.98M +$1.85M +16,340 New
CAN
54
Cetera Advisor Networks
California
$1.89M +$1.81M +16,015 New
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$1.71M +$1.58M +13,984 +2,679%
BCM
56
Barometer Capital Management
Ontario, Canada
$1.55M +$848K +7,500 +134%
SFI
57
SPC Financial Inc
Maryland
$1.52M +$33.9K +300 +2%
SI
58
Stephens Inc
Arkansas
$1.45M +$37.9K +335 +3%
AP
59
Atwood & Palmer
Missouri
$1.43M -$88.2K -780 -6%
DADC
60
D.A. Davidson & Co
Montana
$1.41M +$76.5K +677 +6%
Citigroup
61
Citigroup
New York
$1.36M +$731K +6,463 +129%
PAG
62
Private Advisor Group
New Jersey
$1.3M +$759K +6,716 +158%
HH
63
Hilltop Holdings
Texas
$1.28M +$1.23M +10,846 New
VF
64
Virtu Financial
New York
$1.17M -$937K -8,285 -46%
HI
65
Hudock Inc
Pennsylvania
$1.03M +$791K +6,999 +399%
JAFL
66
Jay A. Fishman Ltd
Michigan
$964K +$921K +8,150 New
SHA
67
Smith Hayes Advisers
Nebraska
$919K -$69.6K -616 -7%
SG Americas Securities
68
SG Americas Securities
New York
$869K -$1.38M -12,242 -62%
SI
69
SII Investments
Wisconsin
$859K +$217K +1,923 +36%
WS
70
Wedbush Securities
California
$830K +$211K +1,862 +36%
SPC
71
Sigma Planning Corp
Michigan
$790K -$524K -4,638 -41%
LIM
72
Leavell Investment Management
Alabama
$781K +$747K +6,605 New
Millennium Management
73
Millennium Management
New York
$746K +$15.8K +140 +2%
HI
74
Horizon Investments
North Carolina
$739K +$48.2K +426 +7%
FFS
75
Founders Financial Securities
Maryland
$729K +$39K +345 +6%

FBT Hedge Fund Activity: Q1 2015 in Review

122 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q1 2015, worth a combined $1.98B — up 50% from $1.32B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new FBT positions and 15 closed out — a net gain of 12 holders — while 59 added to existing stakes and 26 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $308M. The largest seller was Citadel Advisors, exiting entirely with an estimated $4.48M sold.

  • 122 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q1 2015, up from 112 in Q4 2014.
  • Funds reported $1.98B of First Trust NYSE Arca Biotechnology Index Fund stock for Q1 2015, up 50% quarter-over-quarter.
  • 27 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q1 2015 and 15 closed out, a net change of +12 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q1 2015 was First Trust Advisors, an estimated $308M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q1 2015 was Citadel Advisors, an estimated $4.48M sold.

Based on aggregated 13F filings for Q1 2015.