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First Trust NYSE Arca Biotechnology Index Fund

98 hedge funds and large institutions have $949M invested in First Trust NYSE Arca Biotechnology Index Fund in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 44 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

42% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 31

20% more capital invested

Capital invested by funds: $794M → $949M (+$155M)

5% more funds holding

Funds holding: 9398 (+5)

2.44% more ownership

Funds ownership: 55.55%57.99% (+2.4%)

41% less call options, than puts

Call options by funds: $1.3M | Put options by funds: $2.22M

Holders
98
Holders Change
+5
Holders Change %
+5.38%
% of All Funds
2.84%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
13
Increased
44
Reduced
31
Closed
8
Calls
$1.3M
Puts
$2.22M
Net Calls
-$917K
Net Calls Change
-$621K
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
51
Cetera Advisor Networks
California
$1.17M +$1.1M +12,727 New
BFIC
52
Bedell Frazier Investment Counselling
California
$1.15M +$1.09M +12,542 New
AP
53
Atwood & Palmer
Missouri
$1.03M +$5.64K +65 +0.6%
DADC
54
D.A. Davidson & Co
Montana
$995K +$39.7K +458 +4%
SFI
55
SPC Financial Inc
Maryland
$938K -$5.21K -60 -0.6%
SHA
56
Smith Hayes Advisers
Nebraska
$770K -$702K -8,092 -49%
FFS
57
Founders Financial Securities
Maryland
$693K -$11.9K -137 -2%
HI
58
Horizon Investments
North Carolina
$691K -$13.1K -151 -2%
WA
59
WFG Advisors
Texas
$663K -$12.1K -140 -2%
RIA
60
Regal Investment Advisors
Michigan
$575K
PAG
61
Private Advisor Group
New Jersey
$518K -$89.5K -1,032 -15%
DAS
62
Dynamic Advisor Solutions
Arizona
$504K +$79K +911 +20%
WS
63
Wedbush Securities
California
$493K +$57.4K +662 +14%
ICAS
64
Investors Capital Advisory Services
Massachusetts
$491K +$1.3K +15 +0.3%
SI
65
SII Investments
Wisconsin
$463K +$8.94K +103 +2%
1IC
66
1919 Investment Counsel
Maryland
$461K
HI
67
Hudock Inc
Pennsylvania
$459K +$400K +4,614 +1,202%
William Blair & Company
68
William Blair & Company
Illinois
$449K -$191K -2,200 -31%
Brown Advisory
69
Brown Advisory
Maryland
$423K
SG Americas Securities
70
SG Americas Securities
New York
$409K -$1.37M -15,826 -78%
Northern Trust
71
Northern Trust
Illinois
$394K
CA
72
Cetera Advisors
Colorado
$345K +$328K +3,779 New
NPC
73
National Planning Corporation
California
$342K +$30.5K +352 +10%
VKH
74
Virtu KCG Holdings
New York
$311K +$294K +3,392 New
Creative Planning
75
Creative Planning
Kansas
$296K +$4.25K +49 +2%

FBT Hedge Fund Activity: Q3 2014 in Review

98 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2014, worth a combined $949M — up 20% from $794M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FBT positions and 8 closed out — a net gain of 5 holders — while 44 added to existing stakes and 31 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $50.2M. The largest seller was RiverFront Investment Group, cutting an estimated $22.8M.

  • 98 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2014, up from 93 in Q2 2014.
  • Funds reported $949M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2014, up 20% quarter-over-quarter.
  • 13 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2014 and 8 closed out, a net change of +5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2014 was First Trust Advisors, an estimated $50.2M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2014 was RiverFront Investment Group, an estimated $22.8M sold.

Based on aggregated 13F filings for Q3 2014.