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First Trust NYSE Arca Biotechnology Index Fund

116 hedge funds and large institutions have $447M invested in First Trust NYSE Arca Biotechnology Index Fund in 2017 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 41 increasing their positions, 24 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 24

21% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 19

12% more capital invested

Capital invested by funds: $398M → $447M (+$48.5M)

4% more funds holding

Funds holding: 112116 (+4)

0.25% less ownership

Funds ownership: 39.02%38.77% (-0.25%)

5% less call options, than puts

Call options by funds: $2.24M | Put options by funds: $2.37M

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
116
Holders Change
+4
Holders Change %
+3.57%
% of All Funds
2.89%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
23
Increased
41
Reduced
24
Closed
19
Calls
$2.24M
Puts
$2.37M
Net Calls
-$124K
Net Calls Change
-$431K
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$2.44M -$34.9K -295 -1%
JWS
27
Juncture Wealth Strategies
Arizona
$2.32M -$181K -1,528 -8%
BAS
28
Brown Advisory Securities
Maryland
$2.17M +$19.5K +165 +0.9%
UCFA
29
United Capital Financial Advisors
Texas
$2.11M +$15.6K +132 +0.8%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$2.02M +$526K +4,448 +37%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$2.01M -$24.6K -208 -1%
AG
32
Advisor Group
Arizona
$1.88M +$89.5K +756 +5%
MML Investors Services
33
MML Investors Services
Massachusetts
$1.67M +$126K +1,062 +9%
HFS
34
HL Financial Services
Kentucky
$1.61M +$1.54M +12,976 New
Citigroup
35
Citigroup
New York
$1.51M +$221K +1,865 +18%
JP Morgan Chase
36
JP Morgan Chase
New York
$1.46M +$662K +5,594 +90%
FAAS
37
First Allied Advisory Services
California
$1.45M +$150K +1,266 +12%
Baird Financial Group
38
Baird Financial Group
Wisconsin
$1.41M -$12.3K -104 -0.9%
SAM
39
SignalPoint Asset Management
Missouri
$1.41M +$1.35M +11,368 New
CAN
40
Cetera Advisor Networks
California
$1.38M +$59.3K +501 +5%
TYCC
41
Texas Yale Capital Corp
Florida
$1.27M +$1.21M +10,235 New
SB
42
Suntrust Banks
Georgia
$1.08M +$41.7K +352 +4%
KWM
43
Kingsview Wealth Management
Oregon
$1.03M +$627K +5,297 +178%
MC
44
Moors & Cabot
Massachusetts
$933K +$19.8K +167 +2%
CA
45
Cetera Advisors
Colorado
$861K -$53.3K -450 -6%
IA
46
IFP Advisors
Florida
$851K -$43.9K -371 -5%
VFA
47
Voya Financial Advisors
Connecticut
$714K -$37.3K -315 -5%
RJT
48
Raymond James Trust
Florida
$687K +$23.1K +195 +4%
Wolverine Trading
49
Wolverine Trading
Illinois
$684K -$52.3K -442 -7%
CAAS
50
Capital Asset Advisory Services
Michigan
$684K +$10.2K +86 +2%

FBT Hedge Fund Activity: Q3 2017 in Review

116 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2017, worth a combined $447M — up 12% from $398M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FBT positions and 19 closed out — a net gain of 4 holders — while 41 added to existing stakes and 24 trimmed.

The largest buyer was Bank of America, adding an estimated $6.6M. The largest seller was Navellier & Associates, cutting an estimated $18.5M.

  • 116 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2017, up from 112 in Q2 2017.
  • Funds reported $447M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2017, up 12% quarter-over-quarter.
  • 23 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2017 and 19 closed out, a net change of +4 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2017 was Bank of America, an estimated $6.6M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2017 was Navellier & Associates, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2017.