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First Trust NYSE Arca Biotechnology Index Fund

107 hedge funds and large institutions have $297M invested in First Trust NYSE Arca Biotechnology Index Fund in 2016 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 15 increasing their positions, 58 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more call options, than puts

Call options by funds: $876K | Put options by funds: $849K

17% less funds holding

Funds holding: 129107 (-22)

37.62% less ownership

Funds ownership: 71.68%34.06% (-38%)

50% less funds holding in top 10

Funds holding in top 10: 105 (-5)

54% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 37

74% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 58

88% less capital invested

Capital invested by funds: $2.46B → $297M (-$2.16B)

Holders
107
Holders Change
-22
Holders Change %
-17.05%
% of All Funds
2.85%
Holding in Top 10
5
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
17
Increased
15
Reduced
58
Closed
37
Calls
$876K
Puts
$849K
Net Calls
+$27K
Net Calls Change
-$5.28M
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$2.28M -$7.94M -90,125 -76%
SG
27
Somerset Group
Minnesota
$2.25M -$27K -307 -0.9%
Citadel Advisors
28
Citadel Advisors
Florida
$2.13M +$2.15M +24,373 New
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$2.08M -$1.61M -18,287 -43%
AA
30
Ancora Advisors
Ohio
$2.02M +$47.1K +535 +2%
MFS
31
MSI Financial Services
Massachusetts
$1.73M -$16.5M -187,300 -90%
JWS
32
Juncture Wealth Strategies
Arizona
$1.66M +$824K +9,359 +97%
SAM
33
SignalPoint Asset Management
Missouri
$1.49M +$1.5M +17,065 New
VKH
34
Virtu KCG Holdings
New York
$1.47M +$1.47M +16,731 New
JP Morgan Chase
35
JP Morgan Chase
New York
$1.39M -$3.45M -39,138 -71%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$1.21M -$9.04M -102,630 -88%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$1.14M -$623K -7,075 -35%
MC
38
Moors & Cabot
Massachusetts
$1.09M -$47.6K -540 -4%
PAG
39
Private Advisor Group
New Jersey
$1.08M +$446K +5,068 +70%
JAFL
40
Jay A. Fishman Ltd
Michigan
$1.07M +$216K +2,450 +25%
UCFA
41
United Capital Financial Advisors
Texas
$974K -$3.33M -37,761 -77%
HH
42
Hilltop Holdings
Texas
$950K
WA
43
WESPAC Advisors
California
$909K +$915K +10,384 New
FAAS
44
First Allied Advisory Services
California
$900K -$243K -2,761 -21%
CAN
45
Cetera Advisor Networks
California
$893K -$153K -1,741 -15%
HighTower Advisors
46
HighTower Advisors
Illinois
$839K -$2.18M -24,721 -72%
OC
47
Oppenheimer & Co
New York
$815K -$985K -11,187 -55%
IA
48
IFP Advisors
Florida
$714K -$1.23M -13,988 -75%
FHC
49
First Heartland Consultants
Missouri
$672K -$1.24M -14,093 -65%
DAS
50
Dynamic Advisor Solutions
Arizona
$658K -$41K -465 -6%

FBT Hedge Fund Activity: Q1 2016 in Review

107 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q1 2016, worth a combined $297M — down 88% from $2.46B a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of FBT and 17 opened new positions — a net loss of 20 holders — while 58 trimmed existing stakes and 15 added.

The largest buyer was Tower Research Capital (TRC), opening a new position worth an estimated $7.55M. The largest seller was First Trust Advisors, exiting entirely with an estimated $1.21B sold.

  • 107 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q1 2016, down from 129 in Q4 2015.
  • Funds reported $297M of First Trust NYSE Arca Biotechnology Index Fund stock for Q1 2016, down 88% quarter-over-quarter.
  • 17 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q1 2016 and 37 closed out, a net change of -20 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q1 2016 was Tower Research Capital (TRC), an estimated $7.55M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q1 2016 was First Trust Advisors, an estimated $1.21B sold.

Based on aggregated 13F filings for Q1 2016.