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First Trust NYSE Arca Biotechnology Index Fund

126 hedge funds and large institutions have $2.04B invested in First Trust NYSE Arca Biotechnology Index Fund in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 53 increasing their positions, 40 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

192% more call options, than puts

Call options by funds: $6.47M | Put options by funds: $2.22M

33% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 40

2.66% more ownership

Funds ownership: 63.87%66.53% (+2.7%)

5% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 20

0% more funds holding

Funds holding: 126126 (0)

11% less capital invested

Capital invested by funds: $2.29B → $2.04B (-$251M)

33% less funds holding in top 10

Funds holding in top 10: 128 (-4)

Holders
126
Holders Change
Holders Change %
0%
% of All Funds
3.52%
Holding in Top 10
8
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-33.33%
% of All Funds
0.22%
New
21
Increased
53
Reduced
40
Closed
20
Calls
$6.47M
Puts
$2.22M
Net Calls
+$4.25M
Net Calls Change
+$2.05M
Name Holding Trade Value Shares
Change
Change in
Stake
SB
26
Suntrust Banks
Georgia
$4.64M +$1.02M +8,605 +23%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$4.61M +$3.5M +29,423 +183%
AIG
28
American International Group
New York
$4.54M +$148K +1,245 +3%
LFG
29
LifePlan Financial Group
Ohio
$4.36M +$343K +2,882 +7%
BFEC
30
Benjamin F. Edwards & Company
Missouri
$4.33M -$1.48M -12,411 -23%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$3.96M +$693K +5,831 +18%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$3.94M +$331K +2,780 +8%
HFS
33
HL Financial Services
Kentucky
$3.71M -$2.03M -17,080 -32%
BTS
34
BB&T Securities
Virginia
$3.48M -$1.72M -14,423 -30%
UCFA
35
United Capital Financial Advisors
Texas
$3.23M +$1.81M +15,258 +92%
BCM
36
Beck Capital Management
Texas
$3.18M +$600K +5,041 +19%
Citigroup
37
Citigroup
New York
$2.61M +$637K +5,355 +26%
FHC
38
First Heartland Consultants
Missouri
$2.55M +$108K +905 +4%
OC
39
Oppenheimer & Co
New York
$2.43M -$244K -2,050 -8%
HI
40
Hudock Inc
Pennsylvania
$2.36M +$1.55M +13,068 +128%
AA
41
Ancora Advisors
Ohio
$2.33M -$194K -1,629 -7%
VCAM
42
Valentine Capital Asset Management
California
$2.16M -$725K -6,100 -22%
IH
43
IFC Holdings
Florida
$2.13M -$81.7K -687 -3%
VKH
44
Virtu KCG Holdings
New York
$2.07M +$2.43M +20,464 New
VF
45
Virtu Financial
New York
$1.9M +$2.23M +18,743 New
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$1.79M +$1.44M +12,112 +220%
BRWA
47
B. Riley Wealth Advisors
Florida
$1.78M +$98.7K +830 +5%
FAAS
48
First Allied Advisory Services
California
$1.72M -$392K -3,299 -16%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$1.51M +$133K +1,118 +8%
DADC
50
D.A. Davidson & Co
Montana
$1.46M +$104K +872 +6%

FBT Hedge Fund Activity: Q3 2015 in Review

126 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2015, worth a combined $2.04B — down 11% from $2.29B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FBT positions and 20 closed out — a net gain of 1 holder — while 53 added to existing stakes and 40 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $194M. The largest seller was Wells Fargo, cutting an estimated $22.2M.

  • 126 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $2.04B of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2015, down 11% quarter-over-quarter.
  • 21 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2015 and 20 closed out, a net change of +1 holder.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2015 was First Trust Advisors, an estimated $194M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2015 was Wells Fargo, an estimated $22.2M sold.

Based on aggregated 13F filings for Q3 2015.