We are live on ! Find out more
FBT icon

First Trust NYSE Arca Biotechnology Index Fund

98 hedge funds and large institutions have $949M invested in First Trust NYSE Arca Biotechnology Index Fund in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 44 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

42% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 31

20% more capital invested

Capital invested by funds: $794M → $949M (+$155M)

5% more funds holding

Funds holding: 9398 (+5)

2.44% more ownership

Funds ownership: 55.55%57.99% (+2.4%)

41% less call options, than puts

Call options by funds: $1.3M | Put options by funds: $2.22M

Holders
98
Holders Change
+5
Holders Change %
+5.38%
% of All Funds
2.84%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
13
Increased
44
Reduced
31
Closed
8
Calls
$1.3M
Puts
$2.22M
Net Calls
-$917K
Net Calls Change
-$621K
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$3.33M +$1.79M +20,638 +132%
TRCT
27
Tower Research Capital (TRC)
New York
$3.26M +$2.29M +26,381 +288%
HighTower Advisors
28
HighTower Advisors
Illinois
$3.23M -$391K -4,506 -11%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$2.96M +$2.8M +32,228 New
SB
30
Suntrust Banks
Georgia
$2.96M +$281K +3,241 +11%
MFS
31
MSI Financial Services
Massachusetts
$2.62M +$248K +2,854 +11%
AA
32
Ancora Advisors
Ohio
$2.37M -$62.4K -719 -3%
IH
33
IFC Holdings
Florida
$2.35M +$19.3K +223 +0.9%
FHC
34
First Heartland Consultants
Missouri
$2.16M +$106K +1,225 +5%
FAAS
35
First Allied Advisory Services
California
$2.04M +$1.93M +22,248 New
BCM
36
Beck Capital Management
Texas
$2.04M +$144K +1,664 +8%
OC
37
Oppenheimer & Co
New York
$2.02M -$24.6K -283 -1%
Deutsche Bank
38
Deutsche Bank
Germany
$1.87M -$14.1K -162 -0.8%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$1.81M +$150K +1,733 +10%
PI
40
Placemark Investments
Illinois
$1.75M -$187K -2,156 -10%
Verition Fund Management
41
Verition Fund Management
Connecticut
$1.56M +$1.47M +16,965 New
SAG
42
Sterne Agee Group
Alabama
$1.53M -$23.2K -267 -2%
SI
43
Stephens Inc
Arkansas
$1.49M +$60K +692 +4%
NA
44
Navellier & Associates
Nevada
$1.47M +$1.39M +16,035 New
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$1.46M +$1.03M +11,913 +298%
UCFA
46
United Capital Financial Advisors
Texas
$1.41M -$3.73K -43 -0.3%
BRWA
47
B. Riley Wealth Advisors
Florida
$1.39M +$15.6K +180 +1%
BCM
48
Barometer Capital Management
Ontario, Canada
$1.33M -$304K -3,500 -19%
NES
49
New England Securities
New York
$1.22M +$668K +7,701 +137%
VFS
50
VSR Financial Services
Kansas
$1.19M -$13.2K -152 -1%

FBT Hedge Fund Activity: Q3 2014 in Review

98 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2014, worth a combined $949M — up 20% from $794M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FBT positions and 8 closed out — a net gain of 5 holders — while 44 added to existing stakes and 31 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $50.2M. The largest seller was RiverFront Investment Group, cutting an estimated $22.8M.

  • 98 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2014, up from 93 in Q2 2014.
  • Funds reported $949M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2014, up 20% quarter-over-quarter.
  • 13 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2014 and 8 closed out, a net change of +5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2014 was First Trust Advisors, an estimated $50.2M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2014 was RiverFront Investment Group, an estimated $22.8M sold.

Based on aggregated 13F filings for Q3 2014.