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First Trust NYSE Arca Biotechnology Index Fund

84 hedge funds and large institutions have $648M invested in First Trust NYSE Arca Biotechnology Index Fund in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 38 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 23

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

20% more capital invested

Capital invested by funds: $541M → $648M (+$107M)

6% more funds holding

Funds holding: 7984 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.1% less ownership

Funds ownership: 55.61%54.51% (-1.1%)

66% less call options, than puts

Call options by funds: $2.74M | Put options by funds: $8.02M

Holders
84
Holders Change
+5
Holders Change %
+6.33%
% of All Funds
2.43%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
14
Increased
38
Reduced
23
Closed
9
Calls
$2.74M
Puts
$8.02M
Net Calls
-$5.28M
Net Calls Change
-$7.36M
Name Holding Trade Value Shares
Change
Change in
Stake
AIG
26
American International Group
New York
$2.55M +$335K +4,297 +15%
B
27
Baird
Wisconsin
$2.33M +$267K +3,420 +13%
AA
28
Ancora Advisors
Ohio
$2.17M -$883K -11,324 -29%
SB
29
Suntrust Banks
Georgia
$1.99M +$531K +6,802 +36%
NC
30
NewSquare Capital
Pennsylvania
$1.95M +$1.91M +24,440 +2,350%
WA
31
WESPAC Advisors
California
$1.88M +$1.92M +24,559 New
IH
32
IFC Holdings
Florida
$1.86M +$69.3K +888 +4%
MFS
33
MSI Financial Services
Massachusetts
$1.85M +$1.44M +18,510 +331%
BCM
34
Beck Capital Management
Texas
$1.71M -$859K -11,006 -34%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$1.6M +$86K +1,102 +6%
FHC
36
First Heartland Consultants
Missouri
$1.54M +$105K +1,340 +7%
FAAS
37
First Allied Advisory Services
California
$1.5M +$613K +7,859 +68%
Deutsche Bank
38
Deutsche Bank
Germany
$1.44M +$196K +2,517 +16%
SAG
39
Sterne Agee Group
Alabama
$1.31M -$24.2K -310 -2%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$1.29M -$142K -1,815 -10%
SG Americas Securities
41
SG Americas Securities
New York
$1.24M +$1.27M +16,227 New
SHA
42
Smith Hayes Advisers
Nebraska
$1.22M +$322K +4,123 +35%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$1.19M +$449K +5,755 +59%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$1.16M -$479K -6,145 -29%
BRWA
45
B. Riley Wealth Advisors
Florida
$1.13M -$34.3K -440 -3%
DADC
46
D.A. Davidson & Co
Montana
$1.12M +$90K +1,153 +9%
PI
47
Placemark Investments
Illinois
$1.03M +$193K +2,474 +23%
VFS
48
VSR Financial Services
Kansas
$1.01M +$268K +3,431 +35%
LIM
49
Leavell Investment Management
Alabama
$867K +$78K +1,000 +10%
OC
50
Oppenheimer & Co
New York
$821K -$42.9K -550 -5%

FBT Hedge Fund Activity: Q1 2014 in Review

84 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q1 2014, worth a combined $648M — up 20% from $541M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FBT positions and 9 closed out — a net gain of 5 holders — while 38 added to existing stakes and 23 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $22.2M. The largest seller was Fusion Investment Group, cutting an estimated $3.68M.

  • 84 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q1 2014, up from 79 in Q4 2013.
  • Funds reported $648M of First Trust NYSE Arca Biotechnology Index Fund stock for Q1 2014, up 20% quarter-over-quarter.
  • 14 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q1 2014 and 9 closed out, a net change of +5 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q1 2014 was First Trust Advisors, an estimated $22.2M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q1 2014 was Fusion Investment Group, an estimated $3.68M sold.

Based on aggregated 13F filings for Q1 2014.