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First Trust NYSE Arca Biotechnology Index Fund
FBT

Overview Fund Activity

64 hedge funds and large institutions have $445M invested in First Trust NYSE Arca Biotechnology Index Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 40 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+1
Holders Change %
+1.59%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
8
Increased
40
Reduced
7
Closed
7
Calls
$3.19M
Puts
$2.37M
Net Calls
+$816K
Net Calls Change
+$1.06M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$121M
2
Wells Fargo
2
Wells Fargo
California
$96.6M
3
Goldman Sachs
3
Goldman Sachs
New York
$37.1M
4
Bank of America
4
Bank of America
North Carolina
$40.8M
5
U
5
UBS
Switzerland
$30.2M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$268K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$728K
3
Jane Street
3
Jane Street
New York
$0
4
NAM
4
NTV Asset Management
West Virginia
$0
5
PAG
5
Pinnacle Advisory Group
Maryland
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PFS
26
Prospera Financial Services
Texas
$2.07M +$846K +12,783 +69%
Deutsche Bank
27
Deutsche Bank
Germany
$2.07M +$1.26M +19,488 +157%
IH
28
IFC Holdings
Florida
$1.34M +$1.34M +20,466 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.25M +$331K +5,102 +36%
AIG
30
American International Group
New York
$1.22M +$454K +7,000 +59%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$1.1M +$91.8K +1,417 +9%
BFIC
32
Bedell Frazier Investment Counselling
California
$1.07M +$18.2K +280 +2%
SB
33
Suntrust Banks
Georgia
$991K +$242K +3,730 +32%
William Blair & Company
34
William Blair & Company
Illinois
$929K – – –
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$925K +$106K +1,639 +13%
BRWA
36
B. Riley Wealth Advisors
Florida
$855K -$176K -2,720 -17%
FHC
37
First Heartland Consultants
Missouri
$769K +$366K +5,533 +91%
RJFSA
38
Raymond James Financial Services Advisors
Florida
$728K -$8.18M -126,329 -92%
FAAS
39
First Allied Advisory Services
California
$708K +$206K +3,201 +41%
UCFA
40
United Capital Financial Advisors
Texas
$700K -$68K -1,050 -9%
LIM
41
Leavell Investment Management
Alabama
$654K +$71.2K +1,100 +12%
OC
42
Oppenheimer & Co
New York
$639K +$61K +942 +11%
HI
43
Horizon Investments
North Carolina
$598K -$51.6K -796 -8%
DADC
44
D.A. Davidson & Co
Montana
$588K +$23.3K +359 +4%
PI
45
Placemark Investments
Illinois
$528K -$4.22K -65 -0.8%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$509K +$509K +7,856 New
AP
47
Atwood & Palmer
Missouri
$504K +$275K +4,245 +120%
NES
48
New England Securities
New York
$454K +$143K +2,200 +46%
WA
49
WFG Advisors
Texas
$437K +$13K +200 +3%
WA
50
WESPAC Advisors
California
$410K +$410K +6,320 New
1
2
3