We are live on ! Find out more
FAN icon

First Trust Global Wind Energy ETF
FAN

45 hedge funds and large institutions have $16.2M invested in First Trust Global Wind Energy ETF in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.98% less ownership

Funds ownership: 27.01% → 25.04% (-2%)

8% less funds holding

Funds holding: 49 → 45 (-4)

28% less capital invested

Capital invested by funds: $22.5M → $16.2M (-$6.33M)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

Holders
45
Holders Change
-4
Holders Change %
-8.16%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$769K
2
FAAS
First Allied Advisory Services
California
+$363K
3
SG Americas Securities
SG Americas Securities
New York
+$128K
4
LPL Financial
LPL Financial
California
+$41.5K
5
SEI Investments
SEI Investments
Pennsylvania
+$27.4K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$1.68M
2
CWM
Cornerstone Wealth Management
Missouri
-$1.46M
3
Wells Fargo
Wells Fargo
California
-$1,000K
4
Ameriprise
Ameriprise
Minnesota
-$342K
5
Morgan Stanley
Morgan Stanley
New York
-$327K
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
26
Cribstone Capital Management
Maine
$41K – – –
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$29K – – –
SEI Investments
28
SEI Investments
Pennsylvania
$27K +$27.4K +2,333 New
IFAM
29
Institutional & Family Asset Management
Colorado
$25K – – –
Citigroup
30
Citigroup
New York
$25K +$16.4K +1,400 +181%
AF
31
Advisornet Financial
Minnesota
$24K – – –
BRC
32
Bell Rock Capital
Delaware
$14K – – –
W
33
WealthOne
New York
$13K +$13.7K +1,166 New
BCI
34
Brinker Capital Investments
Pennsylvania
$12K +$11.9K +1,013 +1,468%
HR
35
Howe & Rusling
New York
$11K – – –
PCG
36
Private Capital Group
Connecticut
$10K +$10.1K +860 New
AIC
37
Ameritas Investment Company
Nebraska
$8K +$7.68K +655 New
AIP
38
Ameritas Investment Partners
Nebraska
$7K – – –
IA
39
IFP Advisors
Florida
$5K – – –
APA
40
American Portfolios Advisors
New York
$3.44K – – –
GWM
41
Geneos Wealth Management
Colorado
$2K -$11.7K -1,000 -80%
RMC
42
Resources Management Corp
Connecticut
$2K – – –
CCM
43
Covington Capital Management
California
$1K – – –
JWM
44
Janiczek Wealth Management
Colorado
$1K +$12 +1 +2%
CWM
45
Cornerstone Wealth Management
Missouri
– -$1.46M -19,375 Closed
EDRH
46
Edmond de Rothschild Holding
Switzerland
– -$199K -16,000 Closed
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
– -$157K -12,657 Closed
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
– -$136K -10,910 Closed
Stifel Financial
49
Stifel Financial
Missouri
– -$130K -10,468 Closed
FDCDDQ
50
Federation des caisses Desjardins du Quebec
Quebec, Canada
– -$14.9K -1,200 Closed
1
2
3

FAN Hedge Fund Activity: Q4 2018 in Review

45 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q4 2018, worth a combined $16.2M — down 28% from $22.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FAN and 5 opened new positions — a net loss of 4 holders — while 15 trimmed existing stakes and 8 added.

The largest buyer was Susquehanna International Group, adding an estimated $769K. The largest seller was Jane Street, cutting an estimated $1.68M.

  • 45 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q4 2018, down from 49 in Q3 2018.
  • Funds reported $16.2M of First Trust Global Wind Energy ETF stock for Q4 2018, down 28% quarter-over-quarter.
  • 5 funds opened new First Trust Global Wind Energy ETF positions in Q4 2018 and 9 closed out, a net change of -4 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q4 2018 was Susquehanna International Group, an estimated $769K added.
  • The largest First Trust Global Wind Energy ETF seller in Q4 2018 was Jane Street, an estimated $1.68M sold.

Based on aggregated 13F filings for Q4 2018.