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First Trust Global Wind Energy ETF
FAN

52 hedge funds and large institutions have $35.7M invested in First Trust Global Wind Energy ETF in 2017 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

13% more funds holding

Funds holding: 46 → 52 (+6)

4.77% less ownership

Funds ownership: 41.2% → 36.43% (-4.8%)

13% less capital invested

Capital invested by funds: $41M → $35.7M (-$5.24M)

Holders
52
Holders Change
+6
Holders Change %
+13.04%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
13
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.36M
2
FAAS
First Allied Advisory Services
California
+$823K
3
Ameriprise
Ameriprise
Minnesota
+$783K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$334K
5
LNB
Ledyard National Bank
+$239K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$2.58M
2
Morgan Stanley
Morgan Stanley
New York
-$1.65M
3
Citadel Advisors
Citadel Advisors
Florida
-$901K
4
OC
Oppenheimer & Co
New York
-$899K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$822K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$135K -$822K -63,363 -86%
Fifth Third Bancorp
27
Fifth Third Bancorp
Ohio
$132K – – –
TCOV
28
Trust Company of Vermont
Vermont
$113K +$20.7K +1,592 +23%
US Bancorp
29
US Bancorp
Minnesota
$103K – – –
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$100K – – –
AG
31
Advisor Group
Arizona
$91K +$11.7K +900 +15%
SBL
32
Sargent Bickham Lagudis
Colorado
$62K – – –
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$29K +$8.25K +636 +40%
SWP
34
Stratos Wealth Partners
Ohio
$22K +$21.1K +1,627 New
AF
35
Advisornet Financial
Minnesota
$20K +$19.3K +1,485 New
BRC
36
Bell Rock Capital
Delaware
$17K +$16.9K +1,300 New
FDCDDQ
37
Federation des caisses Desjardins du Quebec
Quebec, Canada
$15.9K – – –
AIP
38
Ameritas Investment Partners
Nebraska
$15K – – –
HR
39
Howe & Rusling
New York
$13K – – –
CIBC Private Wealth Group
40
CIBC Private Wealth Group
Georgia
$12K +$11.7K +900 New
Citigroup
41
Citigroup
New York
$10K – – –
CPA
42
Clear Perspective Advisors
Illinois
$9K – – –
IA
43
IFP Advisors
Florida
$5K -$2.66K -205 -34%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5.34K +412 New
KJWM
45
Kiley Juergens Wealth Management
Washington
$5K +$5.84K +450 New
APA
46
American Portfolios Advisors
New York
$3.98K +$3.89K +300 New
AFNAS
47
American Financial Network Advisory Services
California
$3K – – –
GWM
48
Geneos Wealth Management
Colorado
$3K – – –
Manulife (Manufacturers Life Insurance)
49
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K – – –
CCM
50
Covington Capital Management
California
$1K +$519 +40 New
1
2
3

FAN Hedge Fund Activity: Q4 2017 in Review

52 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q4 2017, worth a combined $35.7M — down 13% from $41M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FAN positions and 6 closed out — a net gain of 6 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.36M. The largest seller was UBS Group, cutting an estimated $2.58M.

  • 52 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q4 2017, up from 46 in Q3 2017.
  • Funds reported $35.7M of First Trust Global Wind Energy ETF stock for Q4 2017, down 13% quarter-over-quarter.
  • 12 funds opened new First Trust Global Wind Energy ETF positions in Q4 2017 and 6 closed out, a net change of +6 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q4 2017 was Wells Fargo, an estimated $1.36M added.
  • The largest First Trust Global Wind Energy ETF seller in Q4 2017 was UBS Group, an estimated $2.58M sold.

Based on aggregated 13F filings for Q4 2017.