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First Trust Global Wind Energy ETF
FAN

43 hedge funds and large institutions have $38.1M invested in First Trust Global Wind Energy ETF in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

19% more capital invested

Capital invested by funds: $32.1M → $38.1M (+$5.99M)

0% more funds holding

Funds holding: 43 → 43 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

1.05% less ownership

Funds ownership: 44.87% → 43.82% (-1.1%)

Holders
43
Holders Change
–
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
14
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.6M
2
UBS Group
UBS Group
Switzerland
+$1.4M
3
Bank of America
Bank of America
North Carolina
+$872K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$768K
5
RJA
Raymond James & Associates
Florida
+$678K

Top Sellers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
-$1.39M
2
Citadel Advisors
Citadel Advisors
Florida
-$245K
3
ACM
Aviance Capital Management
Florida
-$220K
4
OMC
Old Mission Capital
Illinois
-$155K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$56K
Name Holding Trade Value Shares
Change 		Change in
Stake
USGIU
26
U.S. Global Investors (USGI)
Texas
$117K – – –
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$102K +$1.31K +100 +1%
TCOV
28
Trust Company of Vermont
Vermont
$93K – – –
JP Morgan Chase
29
JP Morgan Chase
New York
$49K -$1.39M -105,629 -97%
NFG
30
Next Financial Group
Texas
$20K +$19.7K +1,500 New
HR
31
Howe & Rusling
New York
$13K +$6.56K +500 +100%
Citigroup
32
Citigroup
New York
$12K – – –
IWMPD
33
Integrated Wealth Management (Palm Desert)
California
$9K +$39 +3 +0.5%
IA
34
IFP Advisors
Florida
$8K -$2.3K -175 -22%
AIP
35
Ameritas Investment Partners
Nebraska
$6K – – –
WP
36
WealthPLAN Partners
Nebraska
$4.05K -$5.56K -424 -58%
WA
37
WFG Advisors
Texas
$3K – – –
AG
38
Advisor Group
Arizona
$2K – – –
GWM
39
Geneos Wealth Management
Colorado
$2K – – –
US Bancorp
40
US Bancorp
Minnesota
$1K – – –
SBL
41
Sargent Bickham Lagudis
Colorado
$60 -$22.3K -1,696 -27%
Citadel Advisors
42
Citadel Advisors
Florida
– -$245K -19,464 Closed
OMC
43
Old Mission Capital
Illinois
– -$155K -12,318 Closed
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
– -$56K -4,426 Closed
1
2

FAN Hedge Fund Activity: Q3 2016 in Review

43 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q3 2016, worth a combined $38.1M — up 19% from $32.1M a quarter earlier.

Fund positioning in FAN was balanced in Q3 2016: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.6M. The largest seller was JP Morgan Chase, cutting an estimated $1.39M.

  • 43 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $38.1M of First Trust Global Wind Energy ETF stock for Q3 2016, up 19% quarter-over-quarter.
  • 3 funds opened new First Trust Global Wind Energy ETF positions in Q3 2016 and 3 closed out, a net change of 0 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q3 2016 was Wells Fargo, an estimated $1.6M added.
  • The largest First Trust Global Wind Energy ETF seller in Q3 2016 was JP Morgan Chase, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2016.