First Trust Global Wind Energy ETF
FAN
35 hedge funds and large institutions have $51.3M invested in First Trust Global Wind Energy ETF in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 3 closing their positions.
225% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 4
200% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 3
53% more capital invested
Capital invested by funds: $33.5M → $51.3M (+$17.8M)
21% more funds holding
Funds holding: 29 → 35 (+6)
8.48% more ownership
Funds ownership: 43.42% → 51.9% (+8.5%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$7.99M |
| 2 |
Morgan Stanley
New York
|
+$2.16M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.78M |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$883K |
| 5 |
Jane Street
New York
|
+$541K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$252K |
| 2 |
JP Morgan Chase
New York
|
-$112K |
| 3 |
OC
Oppenheimer & Co
New York
|
-$82K |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$30.8K |
| 5 |
EWM
Elite Wealth Management
Kirkland,
Washington
|
-$24K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Creative Planning
Overland Park,
Kansas
| $55K | – | – | – |
|
|
LTFS
27
Ladenburg Thalmann Financial Services
Miami,
Florida
| $17K | – | – | – |
|
|
AIG
28
American International Group
New York
| $11.8K | +$9.48K | +800 | +440% |
|
29
Citigroup
New York
| $9K | – | – | – |
|
|
AWM
30
Avior Wealth Management
Omaha,
Nebraska
| $8K | +$8.29K | +700 | New |
|
|
AA
31
Apriem Advisors
Irvine,
California
| $4K | – | – | – |
|
|
SFSIG
32
San Francisco Sentry Investment Group
San Francisco,
California
| $4K | – | – | – |
|
|
PAS
33
Partnervest Advisory Services
Santa Barbara,
California
| $3K | – | – | – |
|
|
NES
34
New England Securities
New York
| $2K | +$2.37K | +200 | New |
|
35
US Bancorp
Minneapolis,
Minnesota
| $1K | – | – | – |
|
|
36
Goldman Sachs
New York
| – | -$252K | -22,170 | Closed |
|
|
EWM
37
Elite Wealth Management
Kirkland,
Washington
| – | -$24K | -2,100 | Closed |
|
|
BC
38
Blackhill Capital
Morristown,
New Jersey
| – | -$3K | -250 | Closed |
|
FAN Hedge Fund Activity: Q1 2014 in Review
35 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q1 2014, worth a combined $51.3M — up 53% from $33.5M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FAN positions and 3 closed out — a net gain of 6 holders — while 13 added to existing stakes and 4 trimmed.
The largest buyer was Wells Fargo, adding an estimated $7.99M. The largest seller was Goldman Sachs, exiting entirely with an estimated $252K sold.
- 35 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q1 2014, up from 29 in Q4 2013.
- Funds reported $51.3M of First Trust Global Wind Energy ETF stock for Q1 2014, up 53% quarter-over-quarter.
- 9 funds opened new First Trust Global Wind Energy ETF positions in Q1 2014 and 3 closed out, a net change of +6 holders.
- The largest First Trust Global Wind Energy ETF buyer in Q1 2014 was Wells Fargo, an estimated $7.99M added.
- The largest First Trust Global Wind Energy ETF seller in Q1 2014 was Goldman Sachs, an estimated $252K sold.
Based on aggregated 13F filings for Q1 2014.