Apriem Advisors’s First Trust Global Wind Energy ETF FAN Stock Holding History

Apriem Advisors’s Portfolio FAN Stock Details FAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-300	Closed	-$3K	–	547
2015 Q3	$3K	Hold	300	–	–	﹤0.01%	451
2015 Q2	$3K	Hold	300	–	–	﹤0.01%	546
2015 Q1	$3K	Hold	300	–	–	﹤0.01%	499
2014 Q4	$3K	Hold	300	–	–	﹤0.01%	467
2014 Q3	$3K	Hold	300	–	–	﹤0.01%	465
2014 Q2	$4K	Hold	300	–	–	﹤0.01%	403
2014 Q1	$4K	Hold	300	–	–	﹤0.01%	420
2013 Q4	$3K	Hold	300	–	–	﹤0.01%	447
2013 Q3	$3K	Hold	300	–	–	﹤0.01%	437
2013 Q2	$3K	Buy	+300	New	+$2.44K	﹤0.01%	407

Other funds holding FAN

PCTC

Perkins Coie Trust Company Seattle, Washington $603M AUM 23.96% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

EDRAML

Edmond de Rothschild Asset Management (Luxembourg) Luxembourg $95.2M AUM 19.45% 1-Year Est. Return

EDRH

Edmond de Rothschild Holding Chambesy, Switzerland $7.59B AUM 23.44% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LNB

Ledyard National Bank $1.25B AUM 23.7% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Apriem Advisors's FAN Position: Q4 2015 in Review

Apriem Advisors sold out of First Trust Global Wind Energy ETF (FAN) in Q4 2015, closing a stake of 300 shares — an estimated $3K sold.

Apriem Advisors first reported a position in FAN in Q2 2013 and held it in 10 quarters. The position peaked at $4K in Q2 2014. 37 funds tracked by Wall St. Rank hold FAN as of Q4 2015.

Apriem Advisors reported no remaining First Trust Global Wind Energy ETF position as of Q4 2015 after selling out during the quarter.
Apriem Advisors sold 300 First Trust Global Wind Energy ETF shares in Q4 2015, an estimated $3K.
Apriem Advisors first reported a position in First Trust Global Wind Energy ETF in Q2 2013 and held it in 10 quarters.
Apriem Advisors's First Trust Global Wind Energy ETF position peaked at $4K in Q2 2014.
37 funds tracked by Wall St. Rank held First Trust Global Wind Energy ETF as of Q4 2015.

Based on Apriem Advisors's 13F filing for Q4 2015, filed 9 Feb 2016.