Apriem Advisors’s First Trust Global Wind Energy ETF FAN Stock Holding History

Apriem Advisors’s Portfolio FAN Stock Details FAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-300	Closed	-$3K	–	547
2015 Q3	$3K	Hold	300	–	–	﹤0.01%	451
2015 Q2	$3K	Hold	300	–	–	﹤0.01%	546
2015 Q1	$3K	Hold	300	–	–	﹤0.01%	499
2014 Q4	$3K	Hold	300	–	–	﹤0.01%	467
2014 Q3	$3K	Hold	300	–	–	﹤0.01%	465
2014 Q2	$4K	Hold	300	–	–	﹤0.01%	403
2014 Q1	$4K	Hold	300	–	–	﹤0.01%	420
2013 Q4	$3K	Hold	300	–	–	﹤0.01%	447
2013 Q3	$3K	Hold	300	–	–	﹤0.01%	437
2013 Q2	$3K	Buy	+300	New	+$2.44K	﹤0.01%	407

Other funds holding FAN

Perkins Coie Trust Company Seattle, Washington $603M AUM 23.96% 1-Year Est. Return

Millennium Management

Millennium Management New York $134B AUM 35.51% 1-Year Est. Return

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Edmond de Rothschild Asset Management (Luxembourg) Luxembourg $95.2M AUM 19.45% 1-Year Est. Return

Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Ledyard National Bank $1.15B AUM 21.04% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return