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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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39 hedge funds and large institutions have $15.6M invested in FalconStor Software Inc in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 39 → 39 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

32% less capital invested

Capital invested by funds: $22.8M → $15.6M (-$7.21M)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
+$405K
2
BCM
Bourgeon Capital Management
Connecticut
+$316K
3
RCM
Rotella Capital Management
Washington
+$27.8K
4
VKH
Virtu KCG Holdings
New York
+$23K
5
PCM
Potomac Capital Management
New York
+$21.8K

Top Sellers

Rank Fund Capital Flow
1
Bank of New York Mellon
Bank of New York Mellon
New York
-$291K
2
TA
Teton Advisors
New York
-$126K
3
GI
GAMCO Investors
Connecticut
-$56.3K
4
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$41.8K
5
GF
Gabelli Funds
New York
-$28.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
26
Rotella Capital Management
Washington
$23K +$27.8K +19,786 New
Bank of America
27
Bank of America
North Carolina
$22K – – –
SIM
28
Spark Investment Management
New York
$19K -$3.66K -2,600 -13%
BA
29
BlackRock Advisors
Delaware
$19K +$9.34K +6,642 +67%
VKH
30
Virtu KCG Holdings
New York
$19K +$23K +16,358 New
TH
31
Timber Hill
Connecticut
$13K +$15.4K +10,922 New
Barclays
32
Barclays
United Kingdom
$7K -$279 -198 -3%
BIM
33
BlackRock Investment Management
Delaware
$5K -$267 -190 -4%
Morgan Stanley
34
Morgan Stanley
New York
$3K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$2K -$3.52K -2,500 -56%
CG
36
Colony Group
Massachusetts
$1K – – –
WA
37
WFG Advisors
Texas
$1K – – –
TRCT
38
Tower Research Capital (TRC)
New York
$1K +$1.36K +967 New
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
GC
40
Guggenheim Capital
Illinois
– -$20K -11,532 Closed
Prudential Financial
41
Prudential Financial
New Jersey
– -$18K -10,600 Closed
U
42
UBS
Switzerland
– -$5K -2,714 Closed
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
– -$3.82K -2,248 Closed
1
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FALC Hedge Fund Activity: Q3 2014 in Review

39 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q3 2014, worth a combined $15.6M — down 32% from $22.8M a quarter earlier.

Fund positioning in FALC was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 8 added to existing stakes and 14 trimmed.

The largest buyer was Nantahala Capital Management, adding an estimated $405K. The largest seller was Bank of New York Mellon, cutting an estimated $291K.

  • 39 institutional investors held FalconStor Software Inc (FALC) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $15.6M of FalconStor Software Inc stock for Q3 2014, down 32% quarter-over-quarter.
  • 4 funds opened new FalconStor Software Inc positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest FalconStor Software Inc buyer in Q3 2014 was Nantahala Capital Management, an estimated $405K added.
  • The largest FalconStor Software Inc seller in Q3 2014 was Bank of New York Mellon, an estimated $291K sold.

Based on aggregated 13F filings for Q3 2014.