U
FALC

UBS’s FalconStor Software Inc FALC Stock Holding History

UBS’s Portfolio FALC Stock Details FALC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-2,714
Closed -$5K – 11068
2014
Q2 		$5K Buy
2,714
+992
+58% +$1.57K ﹤0.01% 9574
2014
Q1 		$3K Buy
+1,722
New +$2.63K ﹤0.01% 9914
2013
Q4 		– Sell
-8,827
Closed -$12K – 11052
2013
Q3 		$12K Buy
8,827
+7,263
+464% +$7.83K ﹤0.01% 8672
2013
Q2 		$2K Buy
+1,564
New +$2.62K ﹤0.01% 9895

Other funds holding FALC

NCM
Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return
BCM
Bourgeon Capital Management Darien, Connecticut $679M AUM 50.89% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
TA
Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
PCM
Potomac Capital Management New York $115M AUM
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

UBS's FALC Position: Q3 2014 in Review

UBS sold out of FalconStor Software Inc (FALC) in Q3 2014, closing a stake of 2,714 shares — an estimated $5K sold.

UBS first reported a position in FALC in Q2 2013 and held it in 4 quarters. The position peaked at $12K in Q3 2013. 39 funds tracked by Wall St. Rank hold FALC as of Q3 2014.

  • UBS reported no remaining FalconStor Software Inc position as of Q3 2014 after selling out during the quarter.
  • UBS sold 2,714 FalconStor Software Inc shares in Q3 2014, an estimated $5K.
  • UBS first reported a position in FalconStor Software Inc in Q2 2013 and held it in 4 quarters.
  • UBS's FalconStor Software Inc position peaked at $12K in Q3 2013.
  • 39 funds tracked by Wall St. Rank held FalconStor Software Inc as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.