FalconStor Software Inc
FALC
FALC was delisted on the 22nd of September, 2017.
39 hedge funds and large institutions have $22.8M invested in FalconStor Software Inc in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
22% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 9
10% more capital invested
Capital invested by funds: $20.7M → $22.8M (+$2.1M)
3% more funds holding
Funds holding: 38 → 39 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NCM
Nantahala Capital Management
New Canaan,
Connecticut
|
+$453K |
| 2 |
PCM
Potomac Capital Management
New York
|
+$146K |
| 3 |
BCA
Benchmark Capital Advisors
New York
|
+$134K |
| 4 |
CPA
Cowen Prime Advisors
New York
|
+$29.3K |
| 5 |
Goldman Sachs
New York
|
+$26.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
IAM
Iridian Asset Management
Westport,
Connecticut
|
-$109K |
| 2 |
MC
Menta Capital
San Francisco,
California
|
-$60K |
| 3 |
BCM
Brightfield Capital Management
New York
|
-$57.6K |
| 4 |
Dimensional Fund Advisors
Austin,
Texas
|
-$56.4K |
| 5 |
RCM
Rotella Capital Management
Bellevue,
Washington
|
-$40K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SIM
26
Spark Investment Management
New York
| $32K | -$11.1K | -7,000 | -27% |
|
27
Bank of America
Charlotte,
North Carolina
| $32K | +$1.18K | +750 | +4% |
|
|
GC
28
Guggenheim Capital
Chicago,
Illinois
| $20K | -$1.82K | -1,152 | -9% |
|
29
Prudential Financial
Newark,
New Jersey
| $18K | +$16.7K | +10,600 | New |
|
|
BA
30
BlackRock Advisors
Wilmington,
Delaware
| $17K | – | – | – |
|
31
Royal Bank of Canada
Toronto,
Ontario, Canada
| $8K | -$3.16K | -2,000 | -31% |
|
|
BIM
32
BlackRock Investment Management
Wilmington,
Delaware
| $8K | +$7.75K | +4,905 | New |
|
33
Barclays
London,
United Kingdom
| $7K | – | – | – |
|
|
U
34
UBS
Zurich,
Switzerland
| $5K | +$1.57K | +992 | +58% |
|
35
Morgan Stanley
New York
| $4K | – | – | – |
|
36
BNP Paribas Financial Markets
Paris,
France
| $3.82K | – | – | – |
|
37
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $3K | – | – | – |
|
|
CG
38
Colony Group
Boston,
Massachusetts
| $2K | – | – | – |
|
|
WA
39
WFG Advisors
Dallas,
Texas
| $1K | – | – | – |
|
|
RCM
40
Rotella Capital Management
Bellevue,
Washington
| – | -$40K | -25,179 | Closed |
|
FALC Hedge Fund Activity: Q2 2014 in Review
39 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q2 2014, worth a combined $22.8M — up 10% from $20.7M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new FALC positions and 1 closed out — a net gain of 1 holder — while 11 added to existing stakes and 9 trimmed.
The largest buyer was Nantahala Capital Management, adding an estimated $453K. The largest seller was Iridian Asset Management, cutting an estimated $109K.
- 39 institutional investors held FalconStor Software Inc (FALC) as of Q2 2014, up from 38 in Q1 2014.
- Funds reported $22.8M of FalconStor Software Inc stock for Q2 2014, up 10% quarter-over-quarter.
- 2 funds opened new FalconStor Software Inc positions in Q2 2014 and 1 closed out, a net change of +1 holder.
- The largest FalconStor Software Inc buyer in Q2 2014 was Nantahala Capital Management, an estimated $453K added.
- The largest FalconStor Software Inc seller in Q2 2014 was Iridian Asset Management, an estimated $109K sold.
Based on aggregated 13F filings for Q2 2014.