FalconStor Software Inc
FALC
FALC was delisted on the 22nd of September, 2017.
38 hedge funds and large institutions have $20.7M invested in FalconStor Software Inc in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 4 closing their positions.
86% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 7
18% more capital invested
Capital invested by funds: $17.5M → $20.7M (+$3.19M)
3% less funds holding
Funds holding: 39 → 38 (-1)
25% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NCM
Nantahala Capital Management
New Canaan,
Connecticut
|
+$205K |
| 2 |
Bank of New York Mellon
New York
|
+$187K |
| 3 |
BCM
Bourgeon Capital Management
Darien,
Connecticut
|
+$94.6K |
| 4 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
+$85K |
| 5 |
GI
GAMCO Investors
Greenwich,
Connecticut
|
+$76.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brightfield Capital Management
New York
|
-$236K |
| 2 |
IAM
Iridian Asset Management
Westport,
Connecticut
|
-$171K |
| 3 |
Jacobs Levy Equity Management
Florham Park,
New Jersey
|
-$96.4K |
| 4 |
VKH
Virtu KCG Holdings
New York
|
-$56K |
| 5 |
Vanguard Group
Malvern,
Pennsylvania
|
-$22.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
State Street
Boston,
Massachusetts
| $37K | – | – | – |
|
27
Bank of America
Charlotte,
North Carolina
| $29K | – | – | – |
|
|
GC
28
Guggenheim Capital
Chicago,
Illinois
| $20K | +$19.4K | +12,684 | New |
|
29
Goldman Sachs
New York
| $17K | -$442 | -289 | -3% |
|
|
BA
30
BlackRock Advisors
Wilmington,
Delaware
| $16K | +$5.33K | +3,485 | +54% |
|
31
Royal Bank of Canada
Toronto,
Ontario, Canada
| $10K | -$1.53K | -1,000 | -13% |
|
32
Barclays
London,
United Kingdom
| $7K | – | – | – |
|
33
Morgan Stanley
New York
| $4K | +$3.36K | +2,200 | +2,200% |
|
34
BNP Paribas Financial Markets
Paris,
France
| $3.42K | – | – | – |
|
|
U
35
UBS
Zurich,
Switzerland
| $3K | +$2.63K | +1,722 | New |
|
|
CG
36
Colony Group
Boston,
Massachusetts
| $2K | – | – | – |
|
|
WA
37
WFG Advisors
Dallas,
Texas
| $1K | – | – | – |
|
38
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $3 | – | – | – |
|
|
VKH
39
Virtu KCG Holdings
New York
| – | -$56K | -41,257 | Closed |
|
40
Citadel Advisors
Miami,
Florida
| – | -$13K | -9,972 | Closed |
|
|
TRCT
41
Tower Research Capital (TRC)
New York
| – | -$1K | -600 | Closed |
|
FALC Hedge Fund Activity: Q1 2014 in Review
38 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q1 2014, worth a combined $20.7M — up 18% from $17.5M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of FALC and 3 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 13 added.
The largest buyer was Nantahala Capital Management, adding an estimated $205K. The largest seller was Brightfield Capital Management, cutting an estimated $236K.
- 38 institutional investors held FalconStor Software Inc (FALC) as of Q1 2014, down from 39 in Q4 2013.
- Funds reported $20.7M of FalconStor Software Inc stock for Q1 2014, up 18% quarter-over-quarter.
- 3 funds opened new FalconStor Software Inc positions in Q1 2014 and 4 closed out, a net change of -1 holder.
- The largest FalconStor Software Inc buyer in Q1 2014 was Nantahala Capital Management, an estimated $205K added.
- The largest FalconStor Software Inc seller in Q1 2014 was Brightfield Capital Management, an estimated $236K sold.
Based on aggregated 13F filings for Q1 2014.