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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AR
26
Apeiron RIA
Texas
$828K -$39.1K -323 -5%
Stifel Financial
27
Stifel Financial
Missouri
$738K +$56.5K +466 +8%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$649K -$29.8K -246 -4%
NS
29
NBC Securities
Alabama
$564K +$14.7K +121 +3%
WH
30
Willner & Heller
California
$463K -$33.9K -280 -7%
SA
31
Sanctuary Advisors
Indiana
$449K +$458K +3,775 New
IFG
32
Independent Financial Group
California
$445K +$125K +1,032 +40%
Osaic Holdings
33
Osaic Holdings
Arizona
$432K -$323K -2,669 -43%
HF
34
HRT Financial
New York
$336K +$331K +2,730 New
BW
35
Bison Wealth
Georgia
$333K
LRPA
36
L. Roy Papp & Associates
Arizona
$320K
GRP
37
Global Retirement Partners
California
$295K
GWP
38
Gateway Wealth Partners
Wisconsin
$291K +$13.8K +114 +5%
KAS
39
Kestra Advisory Services
Texas
$286K +$18.9K +156 +7%
IAIM
40
International Assets Investment Management
Florida
$269K
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$249K +$121 +1 +0%
CA
42
Clearstead Advisors
Ohio
$247K +$243K +2,008 New
Wealth Enhancement Advisory Services
43
Wealth Enhancement Advisory Services
Minnesota
$236K +$1.82K +15 +0.8%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$203K +$200K +1,652 New
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$159K +$6.3K +52 +4%
SAM
46
Smartleaf Asset Management
Massachusetts
$92.2K
AP
47
Advisors Preferred
Maryland
$74K +$73.3K +605 New
JP Morgan Chase
48
JP Morgan Chase
New York
$50.2K -$121 -1 -0.2%
SWM
49
Spire Wealth Management
Virginia
$49.4K
TSMHT
50
Thurston Springer Miller Herd & Titak
Indiana
$37.5K +$36.8K +304 New