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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$631K +$121K +1,270 +26%
VFA
27
Voya Financial Advisors
Connecticut
$599K -$285 -3 -0.1%
VWA
28
V Wealth Advisors
Kansas
$595K +$544K +5,732 New
WP
29
WealthPLAN Partners
Nebraska
$529K +$446K +4,695 New
Stifel Financial
30
Stifel Financial
Missouri
$387K +$43.3K +456 +14%
WSTAM
31
Wilbanks Smith & Thomas Asset Management
Virginia
$384K
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$278K +$6.93K +73 +3%
IAIM
33
International Assets Investment Management
Florida
$277K
LI
34
LVZ Inc
Michigan
$272K -$219K -2,304 -47%
1SB
35
1ST Source Bank
Indiana
$261K
Carson Wealth (CWM LLC)
36
Carson Wealth (CWM LLC)
Nebraska
$245K
Baird Financial Group
37
Baird Financial Group
Wisconsin
$219K +$200K +2,106 New
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$209K -$4.53M -47,734 -96%
WAS
39
Wealth Advisory Solutions
Indiana
$204K
GWM
40
Geneos Wealth Management
Colorado
$71K
RFWA
41
RPg Family Wealth Advisory
Massachusetts
$61.8K
Citigroup
42
Citigroup
New York
$48K
CFGS
43
Concourse Financial Group Securities
Alabama
$43K -$36K -379 -48%
Fidelity Investments
44
Fidelity Investments
Massachusetts
$31K -$10.1K -106 -26%
BFEC
45
Benjamin F. Edwards & Company
Missouri
$12K
SPIA
46
Steward Partners Investment Advisory
New York
$4K
SFS
47
Sowell Financial Services
Arkansas
$1K
TI
48
tru Independence
Oregon
$9 +$7.78K +82 New
Citadel Advisors
49
Citadel Advisors
Florida
-$1.85M -21,382 Closed
WI
50
Wintrust Investments
Illinois
-$240K -2,786 Closed