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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VFA
26
Voya Financial Advisors
Connecticut
$411K +$85K +1,132 +27%
1SB
27
1ST Source Bank
Indiana
$354K
DADC
28
D.A. Davidson & Co
Montana
$306K +$13.2K +176 +5%
WSTAM
29
Wilbanks Smith & Thomas Asset Management
Virginia
$285K
BCM
30
Breiter Capital Management
Florida
$283K +$5.03K +67 +2%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$195K +$9.09K +121 +5%
GWS
32
Glassman Wealth Services
Virginia
$191K +$34.6K +460 +23%
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$87K
CWA
34
Clarus Wealth Advisors
Arizona
$54K +$7.51K +100 +17%
SWP
35
Stratos Wealth Partners
Ohio
$51K +$50.1K +667 New
GWM
36
Geneos Wealth Management
Colorado
$41K +$6.01K +80 +17%
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$31K
Citigroup
38
Citigroup
New York
$28K +$22.5K +300 +429%
CAC
39
Certified Advisory Corp
Florida
$9K
CFGS
40
Concourse Financial Group Securities
Alabama
$9K +$8.34K +111 New
SPIA
41
Steward Partners Investment Advisory
New York
$2K
Jane Street
42
Jane Street
New York
-$3.06M -42,385 Closed
FAAS
43
First Allied Advisory Services
California
-$267K -3,705 Closed
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
-$28K -387 Closed
SEI Investments
45
SEI Investments
Pennsylvania
-$26K -360 Closed
CF
46
Centaurus Financial
California
-$5K -70 Closed
TRCT
47
Tower Research Capital (TRC)
New York
-$3K -45 Closed
Fidelity Investments
48
Fidelity Investments
Massachusetts
+$75 +1 New