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First Trust Multi Cap Value AlphaDEX Fund
FAB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.46M -$87.6K -1,027 -2%
Raymond James Financial
2
Raymond James Financial
Florida
$5.42M +$36.9K +432 +0.7%
LPL Financial
3
LPL Financial
California
$3.97M -$409K -4,791 -10%
Osaic Holdings
4
Osaic Holdings
Arizona
$3.41M +$382K +4,471 +13%
Wells Fargo
5
Wells Fargo
California
$3.21M -$100K -1,176 -3%
6F
6
626 Financial
Michigan
$3.2M -$193K -2,259 -6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.94M +$39.8K +466 +1%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.77M -$228K -2,671 -8%
Goldman Sachs
9
Goldman Sachs
New York
$1.97M +$61.2K +717 +3%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.89M -$15.5K -182 -0.8%
Stifel Financial
11
Stifel Financial
Missouri
$1.78M -$5.97K -70 -0.3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.71M -$7K -82 -0.4%
PS
13
Principal Securities
Iowa
$1.49M -$126K -1,471 -8%
PA
14
PFG Advisors
Arizona
$1.35M +$29K +340 +2%
UBS Group
15
UBS Group
Switzerland
$1.1M -$347K -4,070 -24%
PAG
16
Private Advisor Group
New Jersey
$948K -$33.8K -396 -4%
QCIG
17
Quad-Cities Investment Group
Iowa
$789K +$5.29K +62 +0.7%
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$763K +$746K +8,743 New
PWS
19
Proactive Wealth Strategies
Georgia
$703K +$2.99K +35 +0.4%
HI
20
Harbour Investments
Wisconsin
$655K +$85 +1 +0%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$639K -$4.27K -50 -0.7%
AWE
22
Avidian Wealth Enterprises
Texas
$632K +$2.05K +24 +0.3%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$620K -$51.5K -603 -8%
CIAS
24
Capital Investment Advisory Services
North Carolina
$594K -$8.53K -100 -1%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$562K +$23.9K +280 +5%
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