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First Trust Multi Cap Value AlphaDEX Fund
FAB

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$13M +$1.98M +27,767 +16%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.4M -$6.12M -85,927 -33%
Morgan Stanley
3
Morgan Stanley
New York
$11.2M +$3.34M +46,968 +38%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$9.97M +$401K +5,627 +4%
6F
5
626 Financial
Michigan
$8.38M +$393K +5,525 +5%
Wells Fargo
6
Wells Fargo
California
$8.05M +$1.51M +21,213 +21%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.07M +$567K +7,967 +15%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$2.44M +$1.14M +16,057 +76%
PAG
9
Private Advisor Group
New Jersey
$2.14M -$2.61M -36,690 -53%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.13M +$276K +3,877 +14%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.05M +$1.68M +23,605 +307%
WEG
12
World Equity Group
Illinois
$1.89M +$201K +2,822 +11%
Stifel Financial
13
Stifel Financial
Missouri
$1.57M +$244K +3,421 +17%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.51M -$213K -2,984 -11%
Citadel Advisors
15
Citadel Advisors
Florida
$1.2M +$813K +11,410 +166%
PA
16
PFG Advisors
Arizona
$894K +$31.7K +445 +3%
RJA
17
Raymond James & Associates
Florida
$877K +$288K +4,037 +43%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$867K +$57.1K +802 +6%
CIAS
19
Capital Investment Advisory Services
North Carolina
$772K +$1.28K +18 +0.2%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$699K +$2.28K +32 +0.3%
CA
21
Cetera Advisors
Colorado
$537K -$66.2K -930 -10%
CBFP
22
Cedar Brook Financial Partners
Ohio
$528K +$1.5K +21 +0.3%
CRI
23
Colonial River Investments
Virginia
$520K +$530K +7,440 New
LS
24
Leelyn Smith
Illinois
$498K +$542K +7,606 New
DADC
25
D.A. Davidson & Co
Montana
$483K +$17.5K +246 +3%
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