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First Trust Multi Cap Value AlphaDEX Fund
FAB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.8M +$8.66M +134,187 +370%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$9.91M +$7.86M +121,755 +559%
6F
3
626 Financial
Michigan
$9.13M +$7.89M +122,195 New
LPL Financial
4
LPL Financial
California
$8.09M +$2.65M +41,053 +54%
Wells Fargo
5
Wells Fargo
California
$5.71M +$1.64M +25,459 +44%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.36M +$3.81M +59,078 +1,433%
DADC
7
D.A. Davidson & Co
Montana
$3.04M +$2.15M +33,243 +308%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.87M +$1.36M +21,125 +353%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.67M -$322K -4,980 -17%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.36M +$1.27M +19,637 New
Osaic Holdings
11
Osaic Holdings
Arizona
$1.29M -$58K -898 -5%
Goldman Sachs
12
Goldman Sachs
New York
$1.08M -$3.24M -50,199 -76%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$983K +$93K +1,440 +11%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$961K +$455K +7,044 +102%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$705K +$124K +1,921 +23%
CA
16
Cetera Advisors
Colorado
$684K -$617K -9,550 -49%
PAG
17
Private Advisor Group
New Jersey
$627K +$42.2K +654 +8%
KIG
18
Kowal Investment Group
Wisconsin
$608K -$135K -2,092 -19%
RJA
19
Raymond James & Associates
Florida
$559K -$69.9K -1,083 -12%
CBFP
20
Cedar Brook Financial Partners
Ohio
$548K +$2.52K +39 +0.5%
AWE
21
Avidian Wealth Enterprises
Texas
$470K +$516 +8 +0.1%
UBS Group
22
UBS Group
Switzerland
$458K -$90.1K -1,395 -17%
CIAS
23
Capital Investment Advisory Services
North Carolina
$416K +$389K +6,025 New
HI
24
Harbour Investments
Wisconsin
$327K +$305K +4,731 New
Stifel Financial
25
Stifel Financial
Missouri
$316K +$296K +4,584 New
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