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First Trust Multi Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.3M -$297K -4,358 -3%
LPL Financial
2
LPL Financial
California
$11M -$3.5M -51,304 -24%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$8.95M -$1.33M -19,523 -13%
Stifel Financial
4
Stifel Financial
Missouri
$8.33M +$5.91M +86,749 +253%
Morgan Stanley
5
Morgan Stanley
New York
$8.24M -$3.69M -54,190 -31%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$5.74M +$5.65M +82,898 +16,580%
KAS
7
Kestra Advisory Services
Texas
$5.63M +$5.57M +81,737 New
DADC
8
D.A. Davidson & Co
Montana
$4.24M +$3.8M +55,755 +942%
FAIM
9
Financial Advocates Investment Management
Washington
$3.97M +$3.93M +57,688 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$3.92M -$6.72M -98,590 -63%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.64M -$118K -1,727 -3%
6F
12
626 Financial
Michigan
$3.37M -$23.6K -347 -0.7%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$3.27M +$734K +10,771 +29%
Osaic Holdings
14
Osaic Holdings
Arizona
$3.01M -$210K -3,076 -7%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.68M +$698K +10,237 +36%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.77M +$137K +2,006 +8%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.29M -$73.9K -1,085 -5%
PA
18
PFG Advisors
Arizona
$960K -$15K -220 -2%
CIAS
19
Capital Investment Advisory Services
North Carolina
$911K +$42K +617 +5%
UBS Group
20
UBS Group
Switzerland
$806K +$216K +3,176 +37%
RJA
21
Raymond James & Associates
Florida
$784K -$301K -4,410 -28%
Goldman Sachs
22
Goldman Sachs
New York
$775K +$375K +5,505 +96%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$703K -$1.84K -27 -0.3%
IP
24
Ignite Planners
California
$680K
FH
25
FWG Holdings
Florida
$660K -$22.1K -324 -3%