First Trust Multi Cap Value AlphaDEX Fund

FAB

Market cap $166M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 UBS Zurich, Switzerland	$6.88M	+$6.8M	+181,963	New
2	2 Legacy Private Trust Neenah, Wisconsin	$6.25M	+$6.18M	+165,280	New
3	3 Wells Fargo San Francisco, California	$6.16M	+$6.09M	+162,888	New
4	4 Morgan Stanley New York	$4.49M	+$4.44M	+118,777	New
5	5 Susquehanna International Group Bala Cynwyd, Pennsylvania	$4.24M	+$4.19M	+112,099	New
6	6 IFC Holdings Tampa, Florida	$2.32M	+$2.3M	+61,501	New
7	7 JP Morgan Chase New York	$1.86M	+$1.84M	+49,136	New
8	8 Cetera Advisors Denver, Colorado	$1.36M	+$1.35M	+35,991	New
9	9 Bank of America Charlotte, North Carolina	$1.11M	+$1.1M	+29,364	New
10	10 Ameriprise Minneapolis, Minnesota	$989K	+$997K	+26,662	New
11	11 LPL Financial San Diego, California	$873K	+$863K	+23,095	New
12	VFS 12 VSR Financial Services Overland Park, Kansas	$842K	+$833K	+22,276	New
13	13 Royal Bank of Canada Toronto, Ontario, Canada	$452K	+$447K	+11,967	New
14	14 Raymond James & Associates St Petersburg, Florida	$448K	+$443K	+11,841	New
15	15 Ladenburg Thalmann Financial Services Miami, Florida	$356K	+$352K	+9,420	New
16	16 Commonwealth Equity Services Waltham, Massachusetts	$244K	+$241K	+6,455	New
17	WA 17 WFG Advisors Dallas, Texas	$108K	+$107K	+2,868	New
18	18 Deutsche Bank Frankfurt Am Main Ge, Germany	$101K	+$100K	+2,685	New
19	19 D.A. Davidson & Co Great Falls, Montana	$90K	+$89.7K	+2,400	New
20	20 American International Group New York	$23.4K	+$23.1K	+618	New