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First Trust Multi Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.28M -$81.1K -986 -1%
Raymond James Financial
2
Raymond James Financial
Florida
$4.74M -$42.6K -518 -0.9%
LPL Financial
3
LPL Financial
California
$4.01M +$165K +2,008 +4%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$3.64M +$2.44M +29,717 +185%
Wells Fargo
5
Wells Fargo
California
$3.36M +$59.4K +722 +2%
6F
6
626 Financial
Michigan
$3.18M -$75K -912 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.94M -$52.6K -640 -2%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.69M -$455K -5,529 -14%
PS
9
Principal Securities
Iowa
$1.88M
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.85M -$187K -2,276 -9%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.75M -$11.8K -143 -0.6%
Stifel Financial
12
Stifel Financial
Missouri
$1.74M -$142K -1,728 -7%
Goldman Sachs
13
Goldman Sachs
New York
$1.73M
NPAN
14
Northeast Planning Associates NH
New Hampshire
$1.66M +$1.72M +20,862 New
PA
15
PFG Advisors
Arizona
$1.23M +$40.3K +490 +3%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$974K -$8.56M -104,114 -89%
PAG
17
Private Advisor Group
New Jersey
$894K -$204K -2,476 -18%
UBS Group
18
UBS Group
Switzerland
$875K +$68.6K +834 +8%
NS
19
NBC Securities
Alabama
$777K +$803K +9,769 +108,544%
QCIG
20
Quad-Cities Investment Group
Iowa
$713K -$8.39K -102 -1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$642K -$57K -693 -8%
PWS
22
Proactive Wealth Strategies
Georgia
$636K +$1.65K +20 +0.3%
HI
23
Harbour Investments
Wisconsin
$616K +$82 +1 +0%
CIAS
24
Capital Investment Advisory Services
North Carolina
$578K -$16K -195 -3%
Creative Planning
25
Creative Planning
Kansas
$577K +$597K +7,257 New