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First Trust Multi Cap Value AlphaDEX Fund
FAB

Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$12.6M +$3.88M +52,851 +46%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$10.7M +$101K +1,373 +1%
LPL Financial
3
LPL Financial
California
$9.07M +$4.35M +59,171 +96%
6F
4
626 Financial
Michigan
$8.17M +$7.99M +108,675 New
Wells Fargo
5
Wells Fargo
California
$7.39M +$2.83M +38,521 +65%
Morgan Stanley
6
Morgan Stanley
New York
$7.3M -$588K -8,001 -8%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.26M +$1.08M +14,707 +35%
PAG
8
Private Advisor Group
New Jersey
$3.63M +$2.76M +37,573 +350%
DADC
9
D.A. Davidson & Co
Montana
$3.49M -$133K -1,806 -4%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.61M +$778K +10,586 +44%
Citadel Advisors
11
Citadel Advisors
Florida
$1.98M +$83.4K +1,135 +4%
Goldman Sachs
12
Goldman Sachs
New York
$1.6M +$415K +5,644 +36%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.49M -$8.96K -122 -0.6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.47M -$2.4M -32,667 -63%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.02M +$164K +2,225 +20%
Stifel Financial
16
Stifel Financial
Missouri
$992K +$194K +2,637 +25%
PA
17
PFG Advisors
Arizona
$989K +$966K +13,145 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$944K +$9.19K +125 +1%
KAS
19
Kestra Advisory Services
Texas
$852K +$349K +4,751 +72%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$822K +$27.8K +378 +4%
CIAS
21
Capital Investment Advisory Services
North Carolina
$793K +$90.5K +1,231 +13%
CA
22
Cetera Advisors
Colorado
$714K -$392K -5,335 -36%
CBFP
23
Cedar Brook Financial Partners
Ohio
$602K +$47.8K +651 +9%
RJA
24
Raymond James & Associates
Florida
$600K -$11K -150 -2%
CAN
25
Cetera Advisor Networks
California
$594K +$55.3K +752 +11%
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