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First Trust Multi Cap Value AlphaDEX Fund
FAB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.16M -$218K -2,811 -4%
Raymond James Financial
2
Raymond James Financial
Florida
$5.02M +$159K +2,053 +3%
LPL Financial
3
LPL Financial
California
$4.09M -$6.82K -88 -0.2%
6F
4
626 Financial
Michigan
$3.17M -$79K -1,019 -3%
Wells Fargo
5
Wells Fargo
California
$3.09M -$337K -4,349 -10%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.8M -$878K -11,324 -25%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.8M +$48.1K +620 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.7M -$290K -3,734 -10%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$1.77M -$11.8K -152 -0.7%
Goldman Sachs
10
Goldman Sachs
New York
$1.77M – – –
NPAN
11
Northeast Planning Associates NH
New Hampshire
$1.72M +$27.5K +355 +2%
Stifel Financial
12
Stifel Financial
Missouri
$1.66M -$108K -1,389 -6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.6M -$280K -3,607 -15%
PS
14
Principal Securities
Iowa
$1.51M -$324K -4,185 -18%
UBS Group
15
UBS Group
Switzerland
$1.36M +$442K +5,700 +52%
PA
16
PFG Advisors
Arizona
$1.23M -$18.6K -240 -2%
PAG
17
Private Advisor Group
New Jersey
$915K +$1.16K +15 +0.1%
NS
18
NBC Securities
Alabama
$779K -$14.3K -185 -2%
QCIG
19
Quad-Cities Investment Group
Iowa
$730K +$1.24K +16 +0.2%
PWS
20
Proactive Wealth Strategies
Georgia
$652K +$2.4K +31 +0.4%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$626K -$28.5K -367 -5%
HI
22
Harbour Investments
Wisconsin
$610K -$19.2K -248 -3%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$599K -$378K -4,873 -40%
AWE
24
Avidian Wealth Enterprises
Texas
$587K +$1.63K +21 +0.3%
CIAS
25
Capital Investment Advisory Services
North Carolina
$562K -$27.6K -356 -5%
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